Sean Sasser
Draper,UT
Summary
Professional compliance analyst with proven expertise in regulatory compliance, risk assessment, and data-driven decision-making. Skilled in policy development, internal audits, and leveraging SQL, Python, Alteryx, and business intelligence tools to automate processes, analyze complex datasets, and improve operational efficiency. Recognized for identifying compliance risks, implementing corrective measures, and delivering actionable insights to senior leadership. Collaborative team player adept at thriving in fast-paced, highly regulated environments.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Compliance Analyst
Goldman Sachs
07.2019 - Current
- Monitored and assessed internal processes to ensure adherence to banking regulations, industry standards, and internal policies, resulting in a compliance error rate of under 3%
- Conducted regular compliance reviews and audits to identify gaps or risks, creating weekly reports to present to process owners.
- Assisted in moving data workflow to Alteryx, reducing processing times by 70%.
- Helped launch Apple Card regulatory testing by creating over 80 High Risk Test Scripts to monitor compliance.
- Monitored process changes through Jira to keep process flows accurate in accordance with both applicable banking regulations and business needs.
- Tracked performance metrics across a QA team with over 100 agents to present to senior management.
Medical Sales Representative
eHealth
09.2018 - 02.2019
- Led site in sales for multiple months, reaching over 100 sales over Open Enrollment Period.
- Provided training and support to junior sales representatives, enhancing team performance.
- Used personal sales success to assist in developing useful sales techniques for new or struggling sales agents.
- Collaborated with cross-functional teams to implement marketing strategies for new product launches.
Customer Service Representative
Aarons sales lease
11.2017 - 08.2018
- In charge of all sales both in store and over the phone. Responsible for presentation and staging of the sales floor. Handling customer accounts as well as taking payments in store and over the phone. Also work in Collections, Repossession, and delivery. Weekly inventory scan of every item in the store. In charge of Customer Appreciation events as well as cross marketing.
Electrician Apprentice
Palmer and son LLC
07.2014 - 05.2015
- Assisted in installation and maintenance of electrical systems in residential and commercial buildings.
- Supported senior electricians in troubleshooting electrical issues to ensure timely resolutions.
- Promoted a culture of safety by strictly adhering to company guidelines and industry standards while performing daily tasks.
Education
Bachelor's degree - Data Analytics
WGU
Salt Lake City, UT02-2025
Skills
- Regulatory oversight
- Risk assessment
- Internal audits
- Policy development
- Data analysis
- Report generation
- SQL database management
- Statistical modeling
- Python programming
- Business intelligence tools
- Anti-money laundering
- Corrective action plans
Accomplishments
- Optimized business databases by migrating Excel-based queries to Alteryx, reducing processing time by 70% and improving compliance reporting efficiency.
- Monitored and assessed internal processes to maintain banking compliance, achieving a sustained error rate below 3% and minimizing regulatory risk.
- Monitored performance of 100+ QA agents, identifying key risk trends and providing actionable insights to process owners, resulting in improved operational controls.
- Prepared weekly compliance reports highlighting trends, risks, and mitigation strategies, enabling senior management to make informed, proactive decisions.
- Helped ensure compliance with Apple Card's regulatory requirements by creating over 80 High Risk Test Forms in Verint to monitor process compliance.
Certification
Alteryx Core Certification
Comptia Data+
Comptia Project+
AWS Certified Cloud Practitioner
Udacity Data Analyst Nanodegree
Languages
Spanish
Native or Bilingual
Timeline
Compliance Analyst
Goldman Sachs
07.2019 - Current
Medical Sales Representative
eHealth
09.2018 - 02.2019
Customer Service Representative
Aarons sales lease
11.2017 - 08.2018
Electrician Apprentice
Palmer and son LLC
07.2014 - 05.2015
Bachelor's degree - Data Analytics
WGU