Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Projects
Timeline
Generic

Senthilkumar M

Chennai ,Tamilnadu

Summary

Accomplished Internal Audit and Risk Management professional with over 10 years of experience and specializing in risk management and end to end AML KYC work experience Skilled in performing quantitative and qualitative risk analysis and leveraging data analytics to optimize audit processes and enhance internal controls. Adept at presenting complex findings to senior management, influencing actionable recommendations, and tracking corrective actions to closure. Responsibilities include conducting risk assessments, developing and implementing risk management plans and policies, ensuring compliance with regulations, preparing risk reports for senior management and identifying, assessing, and mitigating potential risks (such as financial, operational, and compliance-related threats) to an organization's assets, reputation, and operations. Strong knowledge of the Control designing assessment (CDA) Internal testing,GRC,SOX,Enterprise Risk Management,MCA.

Overview

10
10
years of professional experience
1
1
Certification

Work History

Risk Management Analyst

Citibank
Chennai, Tamilnadu
09.2020 - Current
  • Developed risk management strategies to mitigate exposure across various business units.
  • Analyzed documentation related to accounting transactions for completeness and accuracy.
  • Reviewed existing policies, procedures, and processes for efficiency, accuracy, and adherence to established standards.
  • Conducted risk assessment tests to identify potential areas of fraud or non-compliance.
  • Conducted training sessions for staff on risk awareness and mitigation techniques.
  • Utilized risk assessment tools to evaluate potential impacts on business operations.
  • Conducted internal audits to assess compliance with regulations and policies.
  • Evaluated risk management processes to identify areas for improvement.
  • Collaborated with departments to develop effective audit plans and strategies.
  • Evaluated internal controls and provided guidance on risk management strategies.
  • Performed detailed analysis of internal control processes to ensure effectiveness and efficiency.
  • Gained knowledge on various assurance services such as Internal Audit, SOX Compliance, Risk Advisory Services.
  • Performed periodic reviews of internal controls to ensure compliance with SOX regulations.
  • Performed independent testing of transactions within specific business units as part of SOX 404 compliance initiatives.
  • Tracked progress against deliverables using appropriate project management tools such as JIRA or Confluence.
  • Trained team members on how to use various BI tools such as Tableau or PowerBI effectively.
  • Designed user interfaces using Tableau dashboards to enable end-users to access data quickly and easily.

AML/KYC Senior Officer

Citibank
Chennai, Tamilnadu
09.2015 - 09.2020
  • Conducted comprehensive customer due diligence for high-risk clients.
  • Developed training materials for junior staff on KYC procedures.
  • Ensured compliance with federal regulations related to banking operations such as Anti-Money Laundering laws and Know Your Customer requirements.
  • Verified customer identity and collected appropriate documentation to comply with Know Your Customer regulations.
  • Reviewed customer documents to ensure they meet the Anti-Money Laundering and Know Your Customer requirements.
  • Assessed potential risks posed by customers based on their geographical locations or business activities.

Education

Bachelor of Arts - Commerce

Mohamed Sathak College of Arts & Science
Chennai
04-2012

Skills

  • Risk assessment
  • Internal auditing
  • CDA
  • Control Testing
  • SOX compliance
  • Data analysis
  • Auditing standards
  • Policy development
  • KYC procedures
  • Problem solving
  • Team collaboration
  • Risk mitigation
  • Regulatory compliance
  • Risk mitigation strategies

Certification

  • CERTIFIED OF ANTI MONEY LAUNDERING & KYC INVESTIGATOR.
  • CERTIFIED BY : PONSUN AML COURSES & AML TRAINING CENTER CHENNAI

Accomplishments

  • Gold Award Best Performer of the Year 2022 and clearing the maximum number of alerts in screening and onboarding the maximum number of clients with 100% quality and achieving the desired productivity in BAU.
  • Citi Gratitude Bronze Award for successful completion of CDA for Fraud Ops process. With limited timeframe.
  • Red Carper award for sucessfully completed Procedure writing for 65 reviews and complete the Test of One as planned.

Projects

  • CDA Testing projects with multiple tools (Lexis nexis, TABLEAU OASIS,PEGA,IBS,WEBVIEW,FDR,FDWC,FIRSTRACK,Confluence and procedure writing using GEN AI)
  • Actimize, Worldcheck, Green ID portal,Eclipse system work ranging from minor system releases to major system implementation to refine existing process, UAT testing.

 • Development of internal QC tool - lead to increase in teams efficiency Initiating controls in eclipse for risk management and loss avoidance. 

Timeline

Risk Management Analyst

Citibank
09.2020 - Current

AML/KYC Senior Officer

Citibank
09.2015 - 09.2020

Bachelor of Arts - Commerce

Mohamed Sathak College of Arts & Science

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