Sheree Logan
Summary
I am an aspiring Compliance professional with a strong passion for ensuring adherence to regulations in the financial services industry. I have gained valuable experience in various roles, including Senior Compliance Analyst at Pennymac, where I honed my skills in enterprise risk management, quality assurance, and compliance. I am confident in my ability to contribute to the prevention of financial crimes. Through my comprehensive understanding of regulatory requirements and industry best practices, I am adept at conducting complex investigations, drafting detailed reports, and providing actionable recommendations to senior management. My strong communication and collaboration skills allow me to work effectively with cross-functional teams and interact with stakeholders at all levels. I am dedicated to maintaining a high level of integrity and professionalism in all my work and am committed to supporting the organization's goals in combating financial crimes
Overview
5
5
years of professional experience
Work History
Senior Compliance Analyst
PennyMac Financial Services
Fort Worth, TX
09.2022 - 01.2024
- Managed practical action plans to respond to audit discoveries and compliance violations.
- Investigated and documented all violations of compliance regulations to determine necessary improvements.
- Collaborated with internal and external stakeholders, auditors and legal counsel to confirm compliance with applicable laws and regulations.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Advised clients on compliance fraud and investigations, as well as potential remedies and required actions.
- Developed risk assessment models to identify potential compliance risks.
Correspondent & Wholesale Closer
Homepoint Financial
Farmers Branch, TX
10.2020 - 05.2022
- Implemented quality assurance processes to ensure compliance with regulatory requirements during loan processing and closing.
- Responsible for issuing closing disclosures and subsequent re-disclosures to consumers for multiple loan types including
Conventional, FHA, VA, TX50A6, manufactured homes, and more for both Wholesale and Correspondent Loans. - Reviewed items for accuracy that are populated in Encompass, such as loan amount, interest rate, taxes, insurance and all
other applicable fees. - Accurate, compliant, timely preparation of re-disclosures and updating information due to changes of circumstance (COC) such as interest rate locks, re-locks, changes to loan amounts etc.
- Responsible for the closing loans, review processing, loan underwriting and title documents for proper completion and reporting any deficiencies to responsible parties.
- Responsible for identifying AML concerns and completing SARs and CTRs when applicable.
- Coordinated with title companies branches and to address any question or resolve any issue to ensure loans are closed in a
timely manner. - Schedule signings based on closing date/loan type with notaries, attorneys, and title agency.
- Produce Final Document Packages for Loan Closings.
Closer
RoundPoint Mortgage Servicing Corporation
Dallas, United States
05.2020 - 10.2020
- Responsible for issuing closing disclosures and subsequent re-disclosures to consumers for multiple loan types including Conventional, FHA, VA, TX50A6, manufactured homes, and more.
- Reviewed items for accuracy that are populated in the mortgage loan origination system, such as loan amount, interest rate, taxes, insurance, and all other applicable fees.
- Accurate, compliant, timely preparation of re-disclosures and updating information due to changes of circumstance (COC) such as interest rate locks, re-locks, changes to loan amounts etc.
- Responsible for the closing loans, review processing, loan underwriting and title documents for proper completion and reporting any deficiencies to responsible parties.
- Responsible for reviewing for possible AML and KYC Flags and completing SARs/CTRs when applicable.
Dealer Credit Operations Analyst (Contract)
Kaygen For Toyota Financial Services
Plano, TX
12.2018 - 03.2019
- Responsible for providing customer service, system support, document review, loan maintenance of all loan types in the Dealer Credit portfolio (national syndication loan portfolios) and booking/funding of the credit lines and loans.
- Document review and system updates to wholesale related transaction of the Dealer Commercial Lending portfolio.
- Review and approve system inputs for SOX compliance and to ensure accurate general ledger reporting.
- Initiate outgoing and incoming wire requests/receipts and input into systems and record maintenance as appropriate.
- Balanced and reconciled Excel/Host/Settlement Statements with general ledgers requesting revisions when necessary.
- Pulled OFAC report prior to funding on all Dealers/Lenders.
- General maintenance of accounts as needed. Access and reconcile daily vehicle drafts from Our Client-Treasury database.
Education
BS - University Studies
University of Texas At Arlington
MBA - Business
Colorado Technical University MBA
07.2024
Skills
- CAMS certification in Progress
- Proficiency in Excel, PowerPoint, Access, MS Word
- Investigation and Analysis
- Team Leadership
- Excellent Communication
- Project Oversight
- Analytical thinker
- Understanding and knowledge of Banking regulations and operational aspects
- AML Compliance
- Data Management
- Risk Management
- Strong Work Ethic
- Exceptional Team Player
Timeline
Senior Compliance Analyst
PennyMac Financial Services
09.2022 - 01.2024
Correspondent & Wholesale Closer
Homepoint Financial
10.2020 - 05.2022
Closer
RoundPoint Mortgage Servicing Corporation
05.2020 - 10.2020
Dealer Credit Operations Analyst (Contract)
Kaygen For Toyota Financial Services
12.2018 - 03.2019
BS - University Studies
University of Texas At Arlington
MBA - Business
Colorado Technical University MBA