Stephanie Cadiente
Retired Registered Associate
Albuquerque,NM
Summary
Retired Wealth Management professional with 25+ years of experience in a dynamic progressive global financial market looking to pay forward my knowledge and experience to benefit my community.
Overview
35
35
years of professional experience
Work History
Registered Associate
Merrill Lynch
05.2013 - 09.2015
- Effectively managed time-sensitive trading, operations and compliance protocols by multitasking and organizing workload according to client investment objectives.
- Collaborated with money managers, hedge fund managers and syndicate offering departments.
- Supported organizational goals b participating in departmental meetings, committees, or task forces as requested.
- Delegated tasks effectively for sales and back office team members, promoting efficient workflow at the branch level.
- Participated in client investment strategy meetings and communications. Utilized intellectual and emotional skills to form cohesive professional relationships.
Senior Registered Client Service Associate
Morgan Stanley Smith Barney
05.2000 - 04.2013
Sales Associate
Morgan Stanley Dean Witter
06.1999 - 05.2000
Registered Operations Manager
Bateman Eichler, HIll Richards
08.1980 - 11.1988
- Supervised operations staff and kept employees compliant with company policies and procedures.
- Empowered employees to take ownership of their responsibilities, leading to increased accountability and improved performance outcomes.
- Conducted regular performance reviews, identifying areas for improvement and developing action plans to address them.
Education
Associate of Arts - Dance
06.1976
Skills
- Series 7 & 66 - Registered Representative NYSE Financial Advisor State Law - Syndicate IPO's
Portfolio Management - $45Mil under management: Equities, Fixed Income, Mutual Funds, Options and ETF's
Microsoft Word, Ten Key by Touch, 80 WPM Typing
Timeline
Registered Associate - Merrill Lynch
05.2013 - 09.2015
Senior Registered Client Service Associate - Morgan Stanley Smith Barney
05.2000 - 04.2013
Sales Associate - Morgan Stanley Dean Witter
06.1999 - 05.2000
Registered Operations Manager - Bateman Eichler, HIll Richards
08.1980 - 11.1988
Santa Barbara City College - Associate of Arts, Dance
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