Summary
Work History
Education
Skills
Accomplishments
Languages
Timeline
Generic

Sumi Tanigawa

New York,NY

Summary

Detail-oriented professional with 4 years in KYC / AML. Strong analytical aptitude of customer due diligence process and methodology to identify patterns and trends to communicate risks to management. Successful managing multiple competing priorities and deadlines. Highly experienced and performed in clerical / administrative work.

Work History

KYC Associate

Mizuho Bank, Ltd.
New York, United States
03.2018 - Current
  • Performed KYC Periodic Review and On-Boarding for US and global customers, following due date and reporting to FO and senior management.
  • Prepared sampling documents and remediate findings by monetary authority exams and internal audits.
  • Monitored approximately 500 USA Patriot Act Certificate expiry and update per year.
  • Performed KYC Periodic Review for approximately 20 correspondent bank accounts.
  • Performed account activity review.
  • Validated and got approval to tax form.
  • Updated, modified, and deactivated account information.
  • Tested related to implementation of new technology, especially on installation of Fenergo.
  • Advised managers / FO people of thematic issues to incorporate best practices for future processes.
  • Delivered education to staff on firm's general process of AML / CDD to escalate concerns to managers of Periodic Review team.
  • Created and improved statistical reports.
  • Supported any administrative work for team, including daily team meeting arrangement.
  • Arranged to make payment to vendor invoices.
  • Work on any other ad hoc jobs and projects.

Assistant to GM and Team

Nissan Motor, Co., Ltd.
Yokohama, Kanagawa
03.2016 - 08.2017
  • Performed secretarial duties and HR arrangements for every aspect of team.
  • Delivered preparation, control, and management of monthly / quarterly / annual budget & expenses and manage them.
  • Managed making arrangements on regular & ad hoc purchasing & payment (30 cases per month).
  • Arranged domestic & overseas business trips and reimbursement for team and general manager (2 cases per month).
  • Implemented successful renovation & installation of in-house shooting studio.
  • Arranged meetings & conferences as well as shootings in studio (Daily and weekly).
  • Conducted detail oriented care of interns & trainees.
  • Improved operations through consistent hard work and dedication.

Clerical Assistant

Yokohama National University
Yokohama, Kanagawa
06.2013 - 03.2016
  • Delivered clerical support by handling range of routine and special requirements.
  • Arranged travel & purchasing expense claim & reimbursement. (20 cases per month)
  • Performed HR arrangements.
  • Reported & prepared public relations articles and update college website. (3 cases per month)
  • Helped executives to greet visitors from overseas higher education institutions. (3 cases per month)
  • Performed planning & implementation of international academic symposiums (Once per year)
  • Delivered preparation and editing handouts to be distributed in symposiums. (Once per year)
  • Established internal procedure for teaching staff to claim expenses and get them reimbursed.
  • Created templates and prototypes on welcoming courtesy visit from overseas higher education institutions.
  • Supervised and trained interns and created job manuals for support staff

Education

Bachelor of Laws - Law, Politics, And Economy

Keio University
Tokyo

Bachelor of Arts - Literature

Kwansei Gakuin University
Nishinomiya

High School Diploma -

Nishinomiya Higashi High School
Nishinomiya

Skills

  • Customer Accounts Management
  • Shareholder Relations
  • Anti Money Laundering (AML)
  • Customer Satisfaction
  • Transaction Monitoring
  • Effective Communication
  • Maintaining Detailed Records
  • USA Patriot Act
  • Case Reviews
  • Microsoft Excel
  • Technical Support
  • Customer Due Diligence

Accomplishments

  • Collaborated with offshore team of twenty people in India to outsource reviewing tasks.

Languages

English
Full Professional
Japanese
Native or Bilingual

Timeline

KYC Associate

Mizuho Bank, Ltd.
03.2018 - Current

Assistant to GM and Team

Nissan Motor, Co., Ltd.
03.2016 - 08.2017

Clerical Assistant

Yokohama National University
06.2013 - 03.2016

Bachelor of Laws - Law, Politics, And Economy

Keio University

Bachelor of Arts - Literature

Kwansei Gakuin University

High School Diploma -

Nishinomiya Higashi High School

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Sumi Tanigawa