Susan Beane

Conceptualized and directed th compliance product strategy for the client=facing platform, coaching a cross-functional, Agile team of engineers, architects, developers, product managers, and analysts to meet company goals and client needs. Managed vendor partnerships.

• Raised sales and customer engagement by performing product demos for clients and prospective customers.
• Propelled business strategy forward by collaborating with legal counsel, engineering, architects, sales, and marketing teams.
• Strengthened compliance platform integrity, raised client confidence, and introduced SEC-aligned feature.
• Collaborated with cross-functional teams to develop high-quality products that met customer needs.

Cultivated a business environment with robust controls that met client needs, working in concert with business, compliance, risk, and legal counterparts.

• Facilitated internal and external audits and improved over-arching risk management by testing controls, assessing and analyzing risks, and implementing mitigation plans.
• Improved awareness around corporate policies, business requirements, and best practices and implemented improvements.
• Created and delivered a corporate-wide training program and bolstered the relationship between employees and Risk officers, increased risk reporting, and yielded an overall proactive approach to addressing potential risks.

Analyzed and applied Blue Sky state law changes in partnership with cross-functional teams and implemented controls to support Blue Sky law.

Led a team overseeing technology related to compliance activities including political contribution reporting, quarterly trade verification, business entertainment, and outside business activities.

Additional roles at Fidelity Investments include: Advertising & Sales Literature Compliance Manager, eReview Program Manager, and Registration and Licensing Compliance Manager, and Blue Sky Law Manager.