Tocarra Taylor
Buffalo,NY
Summary
Dynamic Compliance Officer with a proven track record at Capital Management Solutions, skilled in compliance audits and document review. Adept at analyzing regulatory changes and fostering team collaboration. Recognized for excellent communication and a strong sense of responsibility, contributing to enhanced compliance performance and risk identification.
Overview
11
11
years of professional experience
Work History
Compliance Officer
Capital Management Solutions
Buffalo, NY
06.2015 - 12.2024
- Assisted in conducting compliance audits to ensure adherence to regulatory standards.
- Supported the documentation and reporting of compliance policies and procedures.
- Learned to analyze regulatory changes and assess impact on operational practices.
- Collaborated with team members to monitor compliance activities and identify potential risks.
- Helped maintain accurate records of compliance training for staff members.
- Contributed to the preparation of reports on compliance performance metrics for management review.
Customers Services
Capital Management Solutions
Buffalo, NY
07.2013 - 06.2015
- Self-motivated, with a strong sense of personal responsibility.
- Worked effectively in fast-paced environments.
- Skilled at working independently and collaboratively in a team environment.
- Proven ability to learn quickly and adapt to new situations.
- Excellent communication skills, both verbal and written.
- Worked well in a team setting, providing support and guidance.
- Demonstrated respect, friendliness and willingness to help wherever needed.
- Worked flexible hours across night, weekend, and holiday shifts.
Education
High School Diploma -
Seneca Vocational High School
Buffalo, NYSkills
- Compliance monitors
- Document review
- Auditing processes
- Internal audits
- Compliance reviews
Timeline
Compliance Officer
Capital Management Solutions
06.2015 - 12.2024
Customers Services
Capital Management Solutions
07.2013 - 06.2015
High School Diploma -
Seneca Vocational High School