Work Preference
Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
Open To Work

Tynea Wright

Chicago,IL

Work Preference

Job Search Status

Open to work
Desired start date: Open to discussion

Desired Job Title

Compliance SupervisorCompliance ManagerRetirement Plan AdministratorSenior Registered Client Service Associate

Work Type

Full TimePart Time

Location Preference

On-SiteRemoteHybrid
Location: Chicago, IL, US
Open to relocation: Yes

Salary Range

$60000/yr - $200000/yr

Important To Me

401k matchWork-life balancePaid time offHealthcare benefitsCareer advancement

Summary

Financial services professional with 14+ years of experience in insurance and investment products, holding Life & Health, Series 6, and Series 63 licenses. Skilled in regulatory adherence, suitability review, and accurate documentation. Seeking to leverage extensive industry knowledge and attention to detail to support regulatory compliance and risk management initiatives.

Overview

14
14
years of professional experience
1
1
Certification

Work History

Financial Sales Representative

Western and Southern Life
Orland Park, IL
11.2011 - Current
  • Maintained compliance with FINRA and state insurance regulations.
  • Coordinated underwriting and policy approval.
  • Reviewed applications for suitability and licensing requirements.
  • Ensured regulatory compliance for life and annuity products.
  • Managed a diverse portfolio of high-net-worth clients, ensuring optimal asset allocation and risk management strategies.

Financial Sales Manager

Western and Southern Life
Orland Park, IL
04.2013 - 10.2023
  • Oversaw financial sales to monitor compliance with legal requirements and company policies.
  • Recruited, hired and trained Financial Representatives.
  • Oversaw daily operations of the Sales Department including budgeting, forecasting, staffing decisions, employee development initiatives, and maintaining compliance with industry regulations.
  • Managed a team of financial sales representatives, resulting in improved performance and increased client satisfaction.

Education

Bachelor of Science - Political Science

Fisk University
Nashville TN

Skills

  • FINRA and SEC regulatory knowledge
  • Anti Money Laundering Awareness
  • Supervisory procedures and adherence
  • Risk Management
  • Suitability review
  • Detail-oriented

Certification

FSCP

Timeline

Financial Sales Manager

Western and Southern Life
04.2013 - 10.2023

Financial Sales Representative

Western and Southern Life
11.2011 - Current

Bachelor of Science - Political Science

Fisk University

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Tynea Wright