Ugonna Okafor
Atlanta,GA
Summary
Results-oriented accounting professional with several years of experience in accounting, audit, compliance and risk assessments. Adept at analyzing data, identifying non-compliance issues, and developing corrective action plans to ensure adherence to industry regulations and internal policies. Proven track record in effectively communicating audit results and recommendations to management.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Compliance and Audit Specialist
Beulah Heights University
Atlanta, GA
05.2023 - Current
- Reviewed client's existing policies, procedures, and processes for compliance with applicable regulations.
- Conducted detailed financial analysis of clients' accounting records and internal controls to identify risks.
- Developed recommendations for improvements in internal control systems and operational efficiencies.
- Performed comprehensive audit testing and prepared audit reports outlining findings and recommending corrective action plans to improve process efficiency.
- Assisted external auditors in preparing documentation for the annual audit engagement by providing support on all phases of the audit cycle.
- Documented results of audits using corporate reporting software tools such as Power BI.
- Researched technical accounting issues as needed to ensure compliance with current standards.
IT Audit and Compliance Lead
Access Bank Head Office
Victoria Island, Lagos, Nigeria
01.2019 - 01.2023
- Developed and implemented audit plans to ensure compliance with applicable regulations.
- Conducted risk assessments to identify areas of non-compliance and provided recommendations for corrective action.
- Monitored adherence to internal policies, procedures, and controls across the organization.
- Identified opportunities for process improvements and cost savings through audits.
- Investigated suspected violations of laws, regulations, and organizational policies.
- Performed detailed reviews of employee activities related to regulatory requirements.
- Prepared reports summarizing audit findings, conclusions, and recommended remedial actions.
Digital Banking Compliance and Investigations
Access Bank PLC
Victoria Island , Lagos, Nigeria
03.2017 - 12.2022
- Developed and implemented strategies for conducting investigations and collecting evidence.
- Conducted surveillance operations using advanced technology to monitor suspect activities.
- Organized, analyzed, evaluated, interpreted, and reported on investigative information.
- Analyzed evidence to determine the nature of violations and identify potential suspects.
- Reviewed customer documents and information to ensure compliance with KYC regulations.
- Contributed innovative ideas and solutions to enhance team performance and outcomes.
- Worked successfully with diverse group of coworkers to accomplish goals and address issues related to our products and services.
Education
MBA - Business Administration
Beulah Heights University
Atlanta, GA12-2024
Post Graduate Diploma - Computer Science
Caleb University
Lagos, Nigeria10-2019
Bachelor of Science - Accounting
University of Nigeria Enugu Campus
Nigeria11-2005
Skills
- Business Process Analysis
- Communication and presentation
- Data analytics proficiency
- Report Writing
- Process improvement recommendations
- Risk Assessment Analysis
- Account Reconciliation
- Fraud detection techniques
- Microsoft Excel proficiency
- Audit Planning
Certification
- Certified Information Systems Auditor (CISA)
- COBIT
- Designate Compliance Professional (DCP)
References
References available upon request.
Timeline
Compliance and Audit Specialist
Beulah Heights University
05.2023 - Current
IT Audit and Compliance Lead
Access Bank Head Office
01.2019 - 01.2023
Digital Banking Compliance and Investigations
Access Bank PLC
03.2017 - 12.2022
- Certified Information Systems Auditor (CISA)
- COBIT
- Designate Compliance Professional (DCP)
MBA - Business Administration
Beulah Heights University
Post Graduate Diploma - Computer Science
Caleb University
Bachelor of Science - Accounting
University of Nigeria Enugu Campus
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