Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic

W Douglas McPeters

Key West,FL

Summary

Financial advisor specializing in portfolio management for the last 40 years.

Overview

59
59
years of professional experience

Work History

Senior Vice President Financial Advisor

NBC Securities
Birmingham, AL
07.2022 - Current
  • Monitored client portfolios to ensure that recommended investments remain in line with their goals and objectives.
  • Conducted detailed analysis of clients' current financial situation, including risk assessment, cash flow management, and retirement planning.
  • Communicated regularly with clients via phone, email, or video conferencing regarding their financial matters.
  • Researched economic trends and market conditions to provide up-to-date information on investment options available to clients.
  • Prepared quarterly performance reports for existing clients detailing the progress of their investments over time.
  • Developed financial plans and strategies tailored to clients' individual needs.

Senior Financial Advisor

RBC Wealth Management
Baltimore, MD
04.2009 - 06.2022
  • See Above

Senior Financial Advisor

Morgan Stanley, Wealth Management
Baltimore, MD
01.2009 - 04.2009
  • See above

Financial Advisor

Smith Barney Wealth Management
Baltimore, MD
06.2005 - 01.2009
  • See above.

Senior Financial Advisor

Legg Mason
Baltimore, MD
01.1983 - 06.2005
  • See above.

Branch Manager

Owens Illinois
Baltimore, MD
06.1965 - 01.1983
  • Managed more than 7 employees
  • Top producer - President's Council

Education

Bachelor of Science - Business

The University of Tennessee - Knoxville
Knoxville, TN
06-1965

Skills

  • Client Relations
  • Planning for retirement
  • Stock market expertise
  • Managing wealth
  • Developing financial plans
  • Mutual funds
  • Advising on investments
  • Estate Planning

Accomplishments

  • Youngest Branch Manager at Owen's Illinois
  • Legg Mason President's Council
  • Former Board member for Baltimore Homeless Shelter

Timeline

Senior Vice President Financial Advisor

NBC Securities
07.2022 - Current

Senior Financial Advisor

RBC Wealth Management
04.2009 - 06.2022

Senior Financial Advisor

Morgan Stanley, Wealth Management
01.2009 - 04.2009

Financial Advisor

Smith Barney Wealth Management
06.2005 - 01.2009

Senior Financial Advisor

Legg Mason
01.1983 - 06.2005

Bachelor of Science - Business

The University of Tennessee - Knoxville

Branch Manager

Owens Illinois
06.1965 - 01.1983

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