Zachary Vaughn
Miami,OK
Summary
I am a Marine Corps veteran with proven operational leadership capabilities developed in law enforcement. I have successfully lead and developed several high value projects, fostering growth and optimizing team performance. I have personnel experience in dealing with the VA claims process and have assisted others with their claims.
Overview
14
14
years of professional experience
Work History
General Partner
Northern Alpha Securities
Miami, OK
06.2023 - Current
- Currently self employed as a registered investment advisor.
- Oversee regulatory compliance with state and federal securities law to include anti money laundering standards, auditing transactions and transfers, and accurate tax filing implications for the limited partners.
- Actively manage the portfolio assets to pursue fund growth.
- Communicate with clients as to the productivity of the fund, and to assist in long term retirement planning.
Sergeant
Weld County Sheriffs Office
Greeley, CO
09.2012 - 09.2022
- Supervised large shifts of personnel and oversaw day to day operations.
- Often lead multiple specialty units and collateral assignments. Able to work effectively across multiple functions to achieve a shared mission.
- Routinely reviewed, updated, and created policy and procedures.
- Oversaw and developed performance reviews and objectives to grow and mentor junior staff.
- Regularly assisted HR in hiring new personnel to include conducting interviews and background screenings.
- Managed the budget for each unit under my supervision. Planned budget requests annually to achieve operational growth.
- Worked effectively in fast-paced environments.
- Self-motivated, with a strong sense of personal responsibility and ownership of operations.
Education
Series 65 Investment Advisor Law Exam -
FINRA
06-2023
State Law Enforcement Officer Certification - undefined
Colorado POST
Greeley, CO02-2016
Skills
- Organization and time management
- Team management
- Conflict de-escalation
- Policy enforcement
- Laws and ordinances
- Report preparation
- Budgeting expertise
- Effective communication
Timeline
General Partner
Northern Alpha Securities
06.2023 - Current
Sergeant
Weld County Sheriffs Office
09.2012 - 09.2022
State Law Enforcement Officer Certification - undefined
Colorado POST
Series 65 Investment Advisor Law Exam -
FINRA