Summary
Overview
Work History
Education
Skills
Timeline
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Zhexian Wang

North York,ON

Summary

Experienced risk analyst with a proven track record of successfully evaluating and managing risk. Strong knowledge of securities and derivatives markets. Expertise in practical tools for work analysis, including quantitative work and the analysis and application of data. Strong analytical thinker with a keen eye for details and the ability to justify credit conclusions. Effective communicator collaborating with cross-functional teams to ensure optimal risk management practices.

Overview

4
4
years of professional experience

Work History

Risk-analyst

UP Fintech Holding Limited
01.2022 - 10.2023
  • Led and participated in the design of 11 projects, including auto margin addon system, pre-fund system and Semi-automatic futures holiday market。
  • Monitored over 43,000 individual account holdings including securities and derivatives based on real time value and liquidated positions or issued margin calls when required
  • Minimize market risk by making timely strategic adjustments to real-time market depth including securities and derivatives in the event of market fluctuations.
  • Implement pre-trade for stocks, futures, options and OTC markets based on market conditions and regulatory compliance requirements.
  • Managing house accounts with prime brokers, imposing restrictions and monitoring funds as per exchange regulatory and internal requirements.
  • Assist and ensure that the company launches new financial licenses and financial products and meets regulatory compliance requirements
  • Assist and ensure the company's compliance with regulatory requirements upon the launch of new product.
  • Responsible for risk control aspects of the self-clearing function of the SGX.
  • Manage clients including but not limited to real-time monitoring of account asset values, setting up of large holdings, trading restrictions, and whitelisting.
  • Use quantitative models written by excel VBA to systematically run stocks and futures margin review, and set the margin ratio, marginable and shortable stocks and futures.
  • Review and adjust the models for securities and futures margins.
  • Complete the periodic capital and margin stress tests required by the regulatory authorities, and set up the company's internal stress testing systems for internal regulation.
  • Responsible for the monthly regulatory reporting in New Zealand and Singapore.
  • Ensure that all clients reasonably exercise their options on the option exercise date as well as forfeit some eligible in-the-money options
  • Collaborate with the product and R&D departments to launch new functions and products.
  • Propose requirements for new functions needed within the company or department, plan solutions, interface with production and research, and complete the launch of the functions.
  • Use the data warehouse to prepare monthly and weekly regulatory reports.

Tax Analyst

TY Peak Tax Services Inc.
10.2019 - 10.2021
  • Researched tax issues and stayed current on all federal and provincial tax laws.
  • Communicated with external customers and taxing jurisdictions to clarify tax notices and resolve other inquiries.
  • Prepared all federal and provincial income tax paperwork for extensions and returns.
  • Prepared tax returns for individuals and businesses. (T1 & T2)
  • Responded to taxpayer questions and helped individuals complete and file tax documentation.
  • Analyzed tax issues and made recommendations for remediation to management.
  • Prepared and reviewed federal and state tax returns to comply with corporate submission requirements.
  • Communicated complex tax issues and terminology with others by explaining in easily-understood terms.
  • Conducted targeted tax research to facilitate informed project planning and compliance efforts.

Education

Major in Cross Disciplinary Studies

University of Western Ontario

Skills

  • Model Development
  • VBA and python skills
  • Data analysis
  • Trend Analysis
  • Deeply knowledgeable about equity and futures markets
  • Proficient in the use of Excel and other office software tools
  • Strong attention to detail
  • Excellent verbal and written communication skills

Timeline

Risk-analyst

UP Fintech Holding Limited
01.2022 - 10.2023

Tax Analyst

TY Peak Tax Services Inc.
10.2019 - 10.2021

Major in Cross Disciplinary Studies

University of Western Ontario

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Zhexian Wang