Summary
Overview
Work History
Education
Skills
Timeline
Generic

ALOK GUPTA

Plano,TX

Summary

Accomplished IT leader with over 25 years of specialized experience in the financial services sector, delivering exceptional results in project management, software development, and IT service optimization. Demonstrated expertise in leading high-performing teams, overseeing complex technical projects, and architecting innovative IT solutions that align with organizational objectives. Driven strategic vendor negotiations, meticulous attention to detail, and robust leadership, fostering seamless collaboration across business, infrastructure, and technical domains. Adept at articulating sophisticated technical concepts through clear, concise written and verbal communication, ensuring stakeholder alignment and project success.

Overview

30
30
years of professional experience

Work History

Senior Vice President

Bank of New York
07.2020 - 11.2024

● Actively managed scrum leads, developers, system analysts, QA’s and consultants, both onsite and offshore.

● Influenced organizational change initiatives that resulted in significant improvements in workplace efficiency and employee satisfaction.

● Prioritized projects/initiatives with stakeholders aligning strategic/tactical solutions.

● Managed and reduced vulnerabilities in application, OS, EOL software and servers.

● Collaborated in redesigning / redevelopment of monolithic subaccounting application into Rest based APIs/Microservices.

● Principal contributor in developing Erwin model for modernization of legacy ISAM application.

● Guided team on Target State Architecture on deployment/framework/tools.

● Reverse engineered holiday calendar, DSA, SOBD and DSP microservices.

● Designed and developed automated ETL scripts to load from flat file to oracle tables.

● Resolved SQL query and ETL script performance issues.

● Assisted in budget planning, staff promotions and rationale, year-end performance reviews including salary and bonuses.

● Contributed in Agile transformation best practices for teams to implement T- shaping, pair programming, retrospective etc.

● Supported internal and external SOX, KPMG etc audits

Vice President

Bank of New York
09.2018 - 07.2020

• Responsible for leading, developing a roadmap to manage, engage, cross train, monitor and resolve incidents.
• Collaborated across multi-platform CSS suite of applications with service leads and managers in adopting the newly created DevOps group to
improving platform resiliency (Greenfield / Evergreen), strengthen change management
process and continual service improvement.
• Manage events, incidents, escalations, RCA’s and PBI’s for CSS suite of applications.
• Ensure that all policies, processes and Enterprise guidelines are adhered to by support teams.
• Ensure/Review applications migrating to Greenfield comply with “Permit to Operate”
tollgates including operational readiness and knowledge management.
• Developed plans for centralizing OLA’s/SLA’s across CSS applications.
• Performed gap analysis with production support resource knowledge base and created a schedule to cross train resources to support additional applications.
• Improve communication channels between teams to reduce error and defect rates in incident management.
• Setup CSS global monitoring team for CBS and highly critical applications.
• Familiar with appEngine, Docker, AppD, Moogsoft, cloud technologies in Greenfield

Vice President

Bank Of New York Mellon Corp
04.2009 - 09.2018

• Managed team to develop multiple interfaces and support FX settlement vendor software settling at CLS Bank. Responsible for project delivery and risk mitigation.
• Developed and designed complex applications (CLE, CLSPR, CID re-affiliation, application migrations, infrastructure upgrades).
• Collaborate with business to develop business/ functional requirements.
• Review and address gaps in requirements during design/testing phases.
• Manage vendor, request PRF’s for enhancement and review/sign-off on functional specifications.
• Negotiate cost and delivery schedule with vendor.
• Provide ROM estimates and budget for project requests to business including annual estimates to senior management for budget planning.
• Created knowledge base with solutions for users frequent and repeated queries.
• Work and engage multiple infrastructure teams and other applications.
• Developed application runbooks, troubleshooting guides and FAQs.
• Familiar with SWIFT MT, CAMT, ISO 20022, SWIFT MI Channel.
• Participated in quarterly DR’s and ensured application recoverability between established RTO.
• Support internal and external audits including SOX, ISO 27001 and KPMG.

Associate Vice President

Bank Of New York
01.2001 - 04.2009
  • Create detailed design documents based on functional specifications.
    • Perform gap analysis to prevent issues/delays in project delivery.
    • Develop software using C/C++, Roguewave, oracle sql, MQ, scripting, java, SWING, NDM, SWIFT MT Standards, ESP and file transmissions.
    • Led integration of multi-tiered PAYplus CLS vendor application (Tuxedo, jolt, Oracle),
    web server components, SWIFTNet Link (SNL4.0/5.0) and CLS Bank Gateway
    application.
    • Identify and track open issues to closure. Escalate and prioritize critical issues, offer
    problem resolution to mitigate risk. Schedule vendor deliverable patches to production.
    • Review and identify software requirements and configure it for production “live”
    installation. Track and resolve vendor defects during pre and post integration.

Consultant Engineer

JP Morgan
03.2000 - 01.2001

Responsible for development and support of ADR’s to DTCC via publish/subscribe and sent to DTCC. Implemented changes for batch feed files holiday calendar processing via shell scripting and c programming.

Software Engineer

MBNA America
03.1999 - 03.2000
  • Responsible for development of credit applications including Flexible Minimum Payment, Sales Finance business partners to create flexible payment schedules.
  • Contributed in component development of Magnum and MIDAS – multi-tiered projects.


Software Developer

FNX Limited
01.1995 - 03.1999
  • Responsible for development and testing of FX currency desk and Backoffice software
    based on internal and client requirements.

Education

Master of Science - Computer Science

Villanova University
Villanova, PA
05-1995

Master of Science - Mechanical Engineering

Drexel University
Philadelphia, PA
05-1992

Skills

    Interpersonal Skills: Strategic leadership and Planning, Critical Thinking, Complex Problem Solving, Decision making, Mentoring and Staff Development, Risk Management, Negotiation, Process Improvement, Project Management

    Programming Languages: C/C, Python, Java, and SQL

    Database: Oracle

    Framework: Springboot, Mockito

    Messaging: IBM MQ, SWIFT MT Standards, SWIFT MI Channel

    Platforms: AIX, Linux, Docker

    CI/CD: Gitlab, JFrog Artifactory

    Cyber Scans: Veracode, Dynamic, Vulnerability, Black Duck, Penetration Testing and Remediation

    Tools: Intellij, VSCode, ERWIN, Maven, Postman, JIRA, Confluence, Business Objects

    Project Management: PMP (until 2017), PPM, MS Project, Requirements Gathering, Resource Allocation / Leveling

Timeline

Senior Vice President

Bank of New York
07.2020 - 11.2024

Vice President

Bank of New York
09.2018 - 07.2020

Vice President

Bank Of New York Mellon Corp
04.2009 - 09.2018

Associate Vice President

Bank Of New York
01.2001 - 04.2009

Consultant Engineer

JP Morgan
03.2000 - 01.2001

Software Engineer

MBNA America
03.1999 - 03.2000

Software Developer

FNX Limited
01.1995 - 03.1999

Master of Science - Computer Science

Villanova University

Master of Science - Mechanical Engineering

Drexel University
ALOK GUPTA