VP, Compliance & Regulatory Affairs, 03/2015 - 07/2018
Director, Compliance & Regulatory Affairs, 02/2013 - 03/2015
Built and led Compliance, Privacy, SIU, Risk Management, Internal Audit, and Insurance functions for a $3+ billion integrated Medicare and Medicaid health plan, and home and community-based provider in operation for over 130 years.
- Implement an AI-enabled strategic vision for enhancing a best-in-class program that enables business integrity and operational excellence.
- Provide risk-based, practical, and collaborative advice to the executive team and management.
- Maintain strong external regulator and partner relationships as Chief Compliance Officer.
- Regularly report to the Board and Audit Committee, and liaise with the external financial auditor.
- Direct enterprise risk management, insurance procurement, and claims management functions.
- Oversee an Internal Audit team that conducts financial and IT audits, as well as controls testing for the NYS Model Audit Rule.
- Indirectly supervise and regularly champion IT Security and AI Governance practices.
Key Achievements:
- Created a highly rated and scalable enterprise function.
- Spearheaded the development of the Compliance, Risk, and Legal Operations team to implement lean and agile processes.
- Led multi-million dollar annual SIU and payment integrity efforts.
- Unique operational experience, as evidenced by being regularly tapped to lead mission-critical projects in response to the COVID-19 pandemic.
- Responsible for external audit response, with a track record of success in mitigating audit risks of over $600 million.
- Ran effective government enforcement responses under Legal's direction for five major false claims investigations and related private litigations.
- Built parallel strategic, regulatory, and fraud risk assessment processes that are embedded in strategic and financial planning.