Ashley Mackey
Lithonia,GA
Summary
Results-oriented Analyst skillful in managing and breaking down large volumes of information. Comprehensive experience identifying and analyzing areas of potential risk threatening successes of investment and commerical banks. Polished in projecting potential losses and making recommendations to limit risk through diversification and currency exchanges. Proactive at resolving issues in operations, compliance, and finance by uncovering trends affecting business and client success. Successful at leveraging guidelines, policies, laws and regulations to smoothly ensure compliance. Forward-thinking in addressing non-compliant issues and resolving them, optimizing / fulfilling policies, and aligning prepared documentation with compliance guidelines.
Overview
9
9
years of professional experience
Work History
Anti-Money Laundering Compliance Analyst
UBS Wealth Management & Financial Services
2022.04 - Current
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
- Enhanced knowledge of higher risk verticals, how to mitigate risk associated, and calculate potential exposure.
- Reviewed and analyzed financial, credit, and publicly available information to support actions and decisions which where documented by written detailed analysis.
- Prepared reports of investigation in accordance with guidelines and instructions.
- Authored thorough reports detailing results of investigations.
- Assisted with collecting and developing information from variety of sources.
- Traced and identified illicit proceeds deposited into financial institutions by analyzing financial documents.
Personal Banker II
Fifth Third Bank
2020.11 - 2022.04
- Analyzed financial statements, bank records, and databases to identify fraud and/or suspicious activities.
- Reviewed accounts and followed risk management policies to mitigate bank losses.
- Adhered to established security procedures and reported potential fraud or safety violations to management for immediate recourse.
- Developed customized solutions of deposit, lending, and other products for personal and business accounts.
- Tailored objectives to maximize performance, efficiency and compliance.
- Continually boosted branch production and revenue by consistently meeting all monthly and quarterly sales goals.
- Worked closely with management to strategize sales techniques to maximize branch production and customer service.
- Networked to increase client base and provided financial advice leading to the expansion of financial portfolios.
- Approached prospective clients through cold calling, emails, and follow-up plans.
- Met with clients to determine financial objectives and review assets, liabilities, cash flow, and other financial information.
- Established close working relationships with assigned Business Partners (Mortgage, Small Business, Commercial and Investment).
Retail Store Manager
Sprint/T-Mobile By Absolute Wireless
2015.05 - 2020.11
- Planned, coached, and monitored processes to boost long-term business success and increase profit levels.
- Delivered positive results by controlling monthly operations budget and limiting financial discrepancies.
- Set, enforced and optimized internal policies and inventory levels to maintain efficiency and responsiveness to demands.
- Built, oversaw, and trained a talented and valuable team of employees through outstanding mentoring, coaching and teaching.
- Focused on goal achievement, customer service improvements, and capitalizing on emerging trends which created a culture of efficiency and performance.
- Proactively identified performance gaps among associates to increase efficiency to maintain productivity targets.
- Created schedules according to sales volume and number of employees.
- Coordinated weekly conferences with store associates to communicate sales and customer service goals, and new processes.
Education
Bachelor of Science - Business Intelligence And Analytics
Tennessee Technological University
Cookeville, TNAssociate of Science - Business Administration And Management
Nashville State Community College
Nashville, TN08.2021
Skills
- Bank Secrecy Act
- Fraud Patterns
- Sanctions and regulatory
- Surveillance and Monitoring
- Compliance Management
- Excel, Microsoft Word, Powerpoint
- Transaction monitoring
- Investigative research
- Mitigation
- Risk management and analysis
- Decision making and resolution
- Escalation
- Credit analysis
- Account Reconciliation
- Enhanced Due Diligence
- Compliance review
- Suspicious Activity Reporting
- Detailed report writing
- Written communication
- Case Documentation
- Banking
- Flow of funds
- ACH payments, checks, wires
- Quality Assurance
- Operations
- Consumer lending
- Merchant accounts
- Balance sheets
- Investigation
Timeline
Anti-Money Laundering Compliance Analyst
UBS Wealth Management & Financial Services
2022.04 - Current
Personal Banker II
Fifth Third Bank
2020.11 - 2022.04
Retail Store Manager
Sprint/T-Mobile By Absolute Wireless
2015.05 - 2020.11
Bachelor of Science - Business Intelligence And Analytics
Tennessee Technological University
Associate of Science - Business Administration And Management
Nashville State Community College
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