Experienced control management specialist with a strong background in risk assessment, control testing, and regulatory compliance. Known for identifying process gaps, guiding corrective actions, and improving banking operations.
Overview
12
12
years of professional experience
Work History
Senior Control Management Specialist
Wells Fargo Bank, N.A.
Raleigh, NC
12.2019 - 10.2025
Assessed proposed business initiatives for potential risks and recommended mitigation actions.
Evaluated Wells Fargo Auto operations data to identify process gaps and control issues.
Participated with risk, compliance, and operations teams to align priorities across functions.
Improved procedure alignment with Wells Fargo Bank standards and regulatory requirements through update support.
Identified improvement opportunities to guide decision making and change planning.
Analyzed key performance indicators to support effective strategy selection.
Compliance Consultant
Wells Fargo Bank, N.A.
Raleigh, NC
11.2013 - 12.2019
Evaluated compliance controls in banking operations and business processes to ensure regulatory adherence.
Analyzed company policies and procedures for alignment with applicable laws and regulations.
Guided corrective actions for identified noncompliance issues, helping to strengthen compliance framework.
Reported potential violations through Wells Fargo channels, facilitating timely resolution and risk mitigation.