Chris Monroe
Stock Broker
Dallas,Texas
Summary
Financial Service Associate with extensive background in equity/derivative trading and exceptional understanding of how to build client loyalty/retention. Dependable young professional with dynamic communication skills. Proven success in streamlining client trading processes for optimized support. Created multiple templates for common trades clients would place, for faster trade processing and execution. Strong Excel skills to support investment/portfolio models & analysis. Dedicated to increasing my capital markets knowledge and execution in any macro setting. Results-driven mindset who does not fold under pressure.
Overview
1
1
year of professional experience
3
3
years of post-secondary education
3
3
Certificates
Work History
Stock Broker
TD Ameritrade
Southlake, TX
12.2020 - 08.2021
- Provided primary first-line customer support to internal and potential clients.
- Collaborated with clients to maintain relationships and provided thorough support across all inquiries within account data management.
- Accurately processed routine unsolicited financial transactions such as individual equity and single/multi leg option trades for clients.
- Provided support and education on option trade structures to clients. Breakeven, min/max loss, IV crush, delta/gamma hedging, trade failures.
- Educated clients on customization of internal trading software applications across various mediums. Web/TOS/Mobile.
- Executed routine deposits/withdrawals from taxable & IRA accounts via ACH/Wire/Check.
- Documented all customer interactions and relationships using CRM systems.
Education
Bachelor of Arts - Economics & Accounting
University of North Texas
Denton, TX 08.2016 - 05.2019
Skills
Customer Relationship Management (CRM, Workday)
Microsoft Suite (Word, PowerPoint, Excel)
Equity Derivatives (multi-leg stock/index options)
Financial Analysis (automated excel sheets)
Analytical and Critical Thinking
Excellent Communication
Decision-Making
Multitasking Abilities
Organization and Time Management
Certification
SIE
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote
The secret to being successful from a trading perspective is to have an indefatigable and an undying and unquenchable thirst for information and knowledge.
Paul Tudor Jones
Timeline
Series 7
03-2021
Series 63
03-2021
SIE
01-2021
Stock Broker
TD Ameritrade
12.2020 - 08.2021
Bachelor of Arts - Economics & Accounting
University of North Texas
08.2016 - 05.2019