Results-driven compliance manager with expertise in regulatory compliance, risk assessment, and policy writing. Proven track record in reducing audit findings and enhancing compliance training programs to drive operational excellence.
Overview
7
7
years of professional experience
2
2
Certifications
Work History
Compliance & Regulatory Manager
The Emblem Source
Addison, Texas
07.2024 - Current
Led regulatory compliance initiatives across federal, state, and industry standards.
Monitored changes in regulations to update internal programs accordingly.
Designed and implemented enterprise-wide compliance frameworks and internal audit programs to enhance regulatory adherence.
Oversee third-party audits and corrective action plan (CAP) processes, including execution and reporting
Led 4 major audits from significant findings to zero findings within one year, resulting in a 2x increase in customer inquiry and overall business growth
Executed investigations focused on compliance, ethics, health and safety, and environmental concerns.
Identify operational risks and implement mitigation strategies to reduce exposure
Delivered compliance training to improve team communication and foster a culture of compliance.
Compliance and Regulatory Consultant
Self-Emplyed
Los Angeles
09.2022 - Current
Developed compliance programs aligned with federal and state regulations, resulting in over 25% reduction in compliance risk.
Advised leadership on regulatory changes, facilitating timely updates to policies and processes.
Trained 10 to 30 employees per session on compliance and regulatory standards, enhancing overall team compliance knowledge.
Led four to five concurrent corrective action plans, reducing audit findings from 30-60 to 3-4 and driving sustained compliance improvements.
Team Lead
UL Solutions
Los Angeles, CA
09.2019 - 12.2023
Led social compliance audits as a Certified Social Compliance Auditor (CSCA).
Executed social compliance assessments in accordance with ISO 9001, 45000, and 14000 frameworks in addition to global benchmarks and legal requirements.
Evaluated team performance and trained new auditors, fostering skill development and improving audit quality.
Conducted 400+ audits over 5.5 years, ensuring compliance with industry standards and enhancing operational integrity.
Research Governance Compliance Regulatory Manager at Barts Health NHS, Queen Mary University of LondonResearch Governance Compliance Regulatory Manager at Barts Health NHS, Queen Mary University of London
Regulatory and Compliance Manager – Energy Solutions/Retail Energy at Ampol (Future Energy Group)Regulatory and Compliance Manager – Energy Solutions/Retail Energy at Ampol (Future Energy Group)