Cody Hahesy
Summary
Process-driven professional with experience supporting regulated financial operations, ensuring accuracy in documentation, and contributing to compliance-focused teams. Retained 7 years of experience in client services, operations support, and regulatory communication within fast-paced environments. UCSB graduate with a foundation in finance and a strong track record of maintaining accurate account records and collaborating across departments to improve service outcomes. Skilled in compliance coordination, documentation management, and ensuring consistent alignment with licensing and operational guidelines. Adept at learning internal systems quickly, resolving inquiries efficiently, and supporting cross-functional teams to meet organizational goals. Eager to contribute to a team dedicated to accuracy, accountability, and regulatory excellence.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Bartender
Cork and Batter Restaurant
01.2025 - Current
- Employed while transitioning into the real estate industry and pursuing professional licensing.
- Provide high-quality service in a fast-paced hospitality setting, managing customer orders, inventory tracking, and multitasking under pressure.
- Demonstrates strong interpersonal skills and professionalism while engaging with diverse clientele.
- Balanced full-time bartending with completion of California Real Estate coursework and state licensure exam preparation.
- Earned California DRE Salesperson License in April 2024, demonstrating initiative, discipline, and long-term career planning.
Agent
PlanMember Financial Service Center
10.2022 - 01.2024
- Delivered high-quality service while managing customer accounts and responding to inquiries related to financial and investment products in a regulated environment.
- Coordinated with Advisors and Financial Centers to support client service efforts, emphasizing effective communication, operational accuracy, and regulatory consistency.
- Maintained account integrity by processing a variety of transactions through market trading platforms while adhering to established compliance standards.
- Collaborated with internal departments to support adherence to FINRA policies, licensing requirements, and operational procedures.
- Gained working knowledge of financial regulations and licensing processes by obtaining FINRA SIE, Series 6, and Series 65 licenses.
Bartender
Finney's Crafthouse
06.2022 - 09.2022
- Took customer orders and capitalized on opportunities to sell special beverage and food options.
- Improved customer service rankings by resolving issues quickly and accurately.
- Implemented drink preparation procedures, accounting for inventory while drastically reducing wasted stock.
Education
Bachelor of Arts - Sociology
University of California Santa Barbara
Skills
- Financial regulations
- Customer account management
- Regulatory compliance
- Operational accuracy
- Excellent communication
- Attention to detail
Certification
- California DRE Salesperson License #02279037
- FINRA SIE, Series 6, Series 65
References
- Natalie, Ross, Director of Quality Assurance & Training, (916) 833-1522, PlanMember Services
- Michele, Kosanke, Assistant Vice President, (800)-874-6910, PlanMember Securities
Timeline
Bartender
Cork and Batter Restaurant
01.2025 - Current
Agent
PlanMember Financial Service Center
10.2022 - 01.2024
Bartender
Finney's Crafthouse
06.2022 - 09.2022
Bachelor of Arts - Sociology
University of California Santa Barbara
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