Coty Maree Schade

Wealth Management Associate who is well organized, self-motivated, has a knack for connecting with clients and colleagues. Excellent verbal, written, and electronic communication skills. Experiences include sales, trading, operations, compliance, educating clients with in-depth knowledge of products and services, processing client account changes.

Wealth Management Associate, 12/2016-Present UBS Financial Services, Inc. - Sarasota, FL

Registered Client Service Associate, 07/2012-05/2015 UBS Financial Services, Inc. - Spokane, WA

• FINRA Series 7 License.
• FINRA Series 66 License.
• Assistant to the Branch Manager from 12/2016-09/2020
• Branch Technology Liaison from 12/2016-Present
• Managed high volumes of financial activity in a fast-paced corporate environment.
• Explained and implemented the services to be provided.
• Responded to client inquiries, creating proposals and performance reports for the team.
• Trained new team members on applying procedures and regulatory mandates.