Fiona O. Edem
Dallas,TX
Summary
Dynamic AML Regulatory Compliance Analyst with a proven track record at AvantLink, excelling in regulatory compliance and risk assessment. Expert in fraud detection and data analysis, I have successfully implemented compliance training programs and enhanced KYC processes, significantly reducing compliance risks while fostering a culture of accountability and diligence within teams.
Overview
8
8
years of professional experience
Work History
AML Regulatory Compliance Analyst
AvantLink
Chicago, IL
03.2023 - Current
- Reviewed compliance policies to ensure adherence to regulations and standards.
- Assisted in preparing regulatory reports for internal and external stakeholders.
- Conducted audits to identify potential compliance issues within the organization.
- Collaborated with cross-functional teams to implement compliance training programs.
- Monitored changes in regulations affecting digital marketing practices and strategies.
- Developed documentation for compliance processes and best practices for staff use.
- Researched regulatory updates relevant to affiliate marketing and e-commerce operations.
- Advised management on compliance-related risks and necessary mitigation strategies.
- Identified areas of potential improvement in existing processes to reduce risk of non-compliance.
Quality Assurance Compliance Analyst
Interactive Brokers
Chicago, IL
06.2022 - 03.2023
- Reviewed compliance policies to ensure adherence to regulatory standards.
- Assisted in conducting risk assessments for various financial operations.
- Monitored transactions for potential compliance violations and flagged concerns.
- Collaborated with legal teams to interpret regulations and implement changes.
- Updated compliance documentation and maintained accurate records of findings.
- Participated in training sessions on compliance procedures for staff members.
AML Fraud Investigator
First Midwest Bank
Chicago, IL
10.2019 - 06.2022
- Investigated fraudulent activities using advanced software tools and data analysis.
- Reviewed transaction reports to identify suspicious patterns and potential fraud cases.
- Collaborated with law enforcement to gather information for ongoing investigations.
- Developed and implemented fraud prevention strategies for banking operations.
- Conducted interviews with clients and employees to gather evidence and insights.
- Provided training sessions on fraud detection techniques for staff members.
AML/Senior KYC Analyst
Sterling Bank
Lagos, Nigeria
09.2017 - 08.2019
- Evaluated customer documentation for compliance with regulatory KYC requirements.
- Conducted risk assessments to identify potential areas of concern in client profiles.
- Collaborated with cross-functional teams to enhance KYC processes and workflows.
- Reviewed transaction patterns to detect unusual or suspicious activity effectively.
- Mentored junior analysts on best practices for KYC diligence and reporting.
- Prepared detailed reports summarizing findings from KYC investigations and analyses.
Education
Associate of Science - Certificate in Leadership And Management in Health
University of Washington, Seattle, WA
Washington, DC09-2017
Bachelor of Science - Environmental Protection And Resource Management
University of Calabar
Nigeria06-2005
Associate of Science - Business Administration
University of Calabar
Nigeria06-2000
Skills
- Regulatory compliance
- Risk assessment
- Policy writing
- Compliance auditing
- Fraud detection
- Data analysis
- Transaction monitoring
- Quality assurance
Timeline
AML Regulatory Compliance Analyst
AvantLink
03.2023 - Current
Quality Assurance Compliance Analyst
Interactive Brokers
06.2022 - 03.2023
AML Fraud Investigator
First Midwest Bank
10.2019 - 06.2022
AML/Senior KYC Analyst
Sterling Bank
09.2017 - 08.2019
Associate of Science - Certificate in Leadership And Management in Health
University of Washington, Seattle, WA
Bachelor of Science - Environmental Protection And Resource Management
University of Calabar
Associate of Science - Business Administration
University of Calabar
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