Robert Faulkner
San Antonio
Summary
Results-driven TMS Compliance Analyst at Guidehouse with expertise in regulatory compliance and fraud detection. Proven ability to analyze data and identify compliance risks, enhancing internal controls. Strong problem-solving skills and effective communication foster collaboration across teams, ensuring adherence to industry standards and safeguarding financial integrity. Methodical compliance analyst bringing analytical problem-solving skills and skill in creating successful solutions.
Overview
9
9
years of professional experience
Work History
TMS Compliance Analyst (AML/BSA Analyst)
Guidehouse
San Antonio
06.2024 - Current
- Established and maintained relationships with regulatory bodies and external compliance advisors.
- Maintained an up-to-date knowledge base of all relevant laws, regulations, guidelines, and industry standards.
- Conducted detailed audits of internal systems and processes to ensure compliance with regulatory standards.
- Analyzed data to identify potential areas of compliance risk and recommend improvements.
- Completed in-depth examinations of financial information to detect compliance issues.
Fraud Analyst
Jefferson Bank
San Antonio
02.2023 - 02.2024
- Monitored customer accounts and identified any discrepancies or irregularities in account activity.
- Participated in the development of fraud risk management policies and procedures, ensuring comprehensive coverage.
- Coordinated with law enforcement and other external agencies to support fraud investigations and prosecutions.
- Conducted reviews of flagged transactions and reports that showed potential suspicious activity.
AML Analyst
USAA
San Antonio
02.2022 - 02.2023
- Monitored customer accounts for any changes that may require further investigation or review.
- Reviewed customer profiles to identify suspicious activities and transactions.
- Collaborated with cross-functional teams to ensure compliance with regulatory requirements.
- Analyzed internal controls and assessed their effectiveness in mitigating risk.
Fraud Prevention Specialist
Citibank
San Antonio
02.2018 - 01.2020
- Monitored daily transaction activities to detect unauthorized access and potential fraud.
- Developed and implemented fraud detection strategies to minimize risk and protect company assets.
- Conducted reviews of flagged transactions and reports that showed potential suspicious activity.
- Opened investigations into issues brought up by individuals in community.
- Assisted in the development of anti-fraud policies, procedures, and controls.
Fraud Analyst
Chase Bank
San Antonio
02.2016 - 02.2018
- Monitored customer accounts and identified any discrepancies or irregularities in account activity.
- Coordinated with law enforcement and other external agencies to support fraud investigations and prosecutions.
- Opened investigations into issues brought up by individuals in community.
- Implemented customer verification processes, significantly reducing the risk of fraudulent account creation.
- Utilized effective interpersonal and active listening skills during interviews with witnesses regarding fraud cases.
Education
Bachelor of Science - Computer Science
Concordia University
Austin, TX06-2027
Associate of Science - Economics
San Antonio College
San Antonio, TX06-2024
Skills
- Data analysis
- Regulatory compliance
- Fraud detection
- Financial modeling
- Database management
- Problem solving
- Risk assessment
- Regulatory reporting
- Effective communication
- Attention to detail
Affiliations
- Volunteer regularly with the Wounded Warrior Project, Project Red, White, and Blue, and Homes for Our Troops.
References
References available upon request.
Timeline
TMS Compliance Analyst (AML/BSA Analyst)
Guidehouse
06.2024 - Current
Fraud Analyst
Jefferson Bank
02.2023 - 02.2024
AML Analyst
USAA
02.2022 - 02.2023
Fraud Prevention Specialist
Citibank
02.2018 - 01.2020
Fraud Analyst
Chase Bank
02.2016 - 02.2018
Bachelor of Science - Computer Science
Concordia University
Associate of Science - Economics
San Antonio College
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