Gail Jensen
San Diego,CA
Summary
Dynamic Chief Compliance Officer with a proven track record in policy development, staff training, and regulatory adherence. Expertise in fostering ethical practices and enhancing organizational accountability.
Newly retired and looking for a position in Customer Service where I can demonstrate excellence in customer experiences.
Overview
22
22
years of professional experience
Work History
Chief Compliance Officer
Madison Avenue Securities
San Diego, CA
03.2012 - 04.2026
- Developed compliance policies aligning with regulatory standards and industry best practices.
- Conducted regular audits to assess adherence to compliance requirements and internal controls.
- Trained staff on compliance procedures and ethical standards, fostering awareness and accountability.
- Monitored legislative changes in financial services to ensure ongoing compliance.
Compliance Director
JRL Capital
San Diego, California
09.2011 - 03.2012
- Led investigations into compliance violations and recommended corrective actions promptly.
- Developed training materials for employees regarding legal requirements related to job duties.
- Established effective communication channels between departments to ensure timely resolution of non-compliance issues.
Compliance and Due Diligence Manager
WFP Securities
San Diego, California
12.2008 - 07.2011
- Led team in developing investment strategies for diverse client portfolios.
- Coordinated compliance reviews to ensure adherence to regulatory standards.
- Managed client relationships, addressing inquiries and providing financial insights.
Compliance Director
Altegris Investments
La Jolla, California
03.2004 - 11.2008
- Investigated complaints concerning non-compliance with established rules and regulations.
- Drafted new policies and procedures designed to prevent future non-compliances.
- Managed a team responsible for ensuring that all areas are compliant with applicable laws.
Education
High School Diploma -
Point Loma High School
San Diego, CA06-1974
Skills
- Strong Organizational Skills
- Effective Communication
- Demonstrated Leadership
- Ability to Easily Adapt To Changing Environment
- True Team Player
Timeline
Chief Compliance Officer
Madison Avenue Securities
03.2012 - 04.2026
Compliance Director
JRL Capital
09.2011 - 03.2012
Compliance and Due Diligence Manager
WFP Securities
12.2008 - 07.2011
Compliance Director
Altegris Investments
03.2004 - 11.2008
High School Diploma -
Point Loma High School