Summary
Overview
Work History
Education
Skills
Affiliations
Timeline
Generic

Harvey Kirk

Greensboro,NC

Summary

A seasoned Chief Compliance Officer at Carolina Finance, LLC, I spearheaded regulatory compliance enhancements and fostered a culture of continuous improvement, significantly boosting efficiency in risk management. My expertise in regulatory frameworks and exceptional team management skills have been pivotal in maintaining business continuity and advising on strategic initiatives.

Overview

14
14
years of professional experience

Work History

Chief Compliance Officer

Carolina Finance, LLC
03.2012 - 01.2025
  • Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
  • Implemented a culture of continuous improvement within the compliance department by regularly reviewing processes, policies, and systems for potential enhancements.
  • Actively participated in industry committees or associations for better understanding of trends affecting peers in similar roles.
  • Streamlined internal processes for increased efficiency in risk management and regulatory reporting.
  • Evaluated emerging risks in the industry to proactively address potential challenges and maintain business continuity.
  • Led successful audits and examinations, demonstrating the company''s commitment to transparency and accountability.
  • Advised senior leadership on strategic initiatives from a compliance perspective, ensuring alignment with organizational values and objectives.
  • Developed customized training programs to educate employees on essential compliance topics, promoting ethical behavior across the organization.
  • Collaborated with legal counsel on matters related to enforcement actions, litigation, or settlement negotiations, protecting company interests.

Director of Alumni Relations

Hanley Center
08.2010 - 02.2012
  • Coordinated high-profile events, including reunions and homecoming celebrations, resulting in increased attendance and positive feedback from attendees.
  • Collaborated with marketing teams to develop compelling materials that showcased the success stories of notable alumni.
  • Oversaw the creation and maintenance of a robust online presence for alumni, including websites, social media channels, and digital newsletters.

Education

No Degree - Radio And Television Broadcasting

University of North Carolina At Chapel Hill
Chapel Hill, NC

High School Diploma -

The Lawrenceville School
Lawrenceville

Skills

  • Regulatory expertise
  • Team management
  • Data privacy
  • Investigations skills
  • Risk management
  • Compliance reviews
  • Marketing
  • Problem-solving
  • Time management
  • Excellent communication
  • Organizational skills
  • Effective communication
  • Planning and coordination
  • Effective communicator and public speaker
  • Operations management
  • Professionalism
  • Written communication

Affiliations

  • AFSA Operations and Regulatory Committee (ORCC)
  • AFSA Executive Committee

Timeline

Chief Compliance Officer

Carolina Finance, LLC
03.2012 - 01.2025

Director of Alumni Relations

Hanley Center
08.2010 - 02.2012

No Degree - Radio And Television Broadcasting

University of North Carolina At Chapel Hill

High School Diploma -

The Lawrenceville School

Similar Profiles

CREATE PROFILE
Harvey Kirk