Jocelyn Keller
Longmont,Colorado
Summary
Hardworking regulatory compliance professional with 10+ years of experience in banking industry, seeking compliance role in new industry. Adept at working effectively unsupervised and quickly mastering new skills.
Overview
12
12
years of professional experience
Work History
Regulatory Compliance Specialist
BNY Mellon
Remote
11.2020 - Current
- Performs due diligence reviews of all Anti-Money Laundering (AML) and Know-Your-Customer (KYC) documentation for client and investor onboarding
- Reviews and updates corporate policies to ensure compliance with applicable laws and regulations
- Assists in developing training programs for employees regarding regulatory changes and their implications for business practices
- Maintains current understanding of global issues that could impact risk assessment
- Acts as Record Management Coordinator, maintaining and deleting bank records as required by the Firm's record retention schedule
Clinical Nutritionist
Integrated Health Center of the Rockies
Denver, Colorado
06.2019 - 10.2019
- Assessed patients' nutritional needs and developed individualized nutrition plans to prevent or manage chronic diseases
- Collaborated with doctors of chiropractic, nurses, and other healthcare professionals to coordinate care for patients with complex medical conditions
- Designed educational materials on topics related to nutrition including meal preparation tips and healthy eating habits
- Analyzed lab results to assess risk factors for disease progression or recurrence
- Maintained up-to-date knowledge of latest research and trends through extended education
Regulatory Compliance Analyst
BNY Mellon
Wilmington, Delaware
04.2012 - 06.2019
- Screened all potential investors and related parties against current watchlists, including the Office of Foreign Asset Control (OFAC) sanctions program, using the LexisNexis Bridger Insight application
- Created and monitored memos are all suspicious wire transactions
- Reviewed 314(a) requests and reported all necessary information to FinCEN
Education
Master of Science - Nutrition And Integrative Health
Maryland University of Integrative Health
Laurel, Maryland04-2018
Post-Baccalaureate ABA-approved Certification - Paralegal Studies
Villanova University
Villanova, Pennsylvania12-2011
Bachelor of Arts - Criminal Justice, Legal Studies Minor
University of Delaware
Newark, Delaware05-2011
Skills
- Client onboarding
- AML/KYC
- Customer due diligence
- Risk compliance
- Policies and procedures
- Training and development
References
References available upon request.
Timeline
Regulatory Compliance Specialist
BNY Mellon
11.2020 - Current
Clinical Nutritionist
Integrated Health Center of the Rockies
06.2019 - 10.2019
Regulatory Compliance Analyst
BNY Mellon
04.2012 - 06.2019
Master of Science - Nutrition And Integrative Health
Maryland University of Integrative Health
Post-Baccalaureate ABA-approved Certification - Paralegal Studies
Villanova University
Bachelor of Arts - Criminal Justice, Legal Studies Minor
University of Delaware