Motivated professional with demonstrated track record of managing multiple tasks and projects simultaneously. Extremely reliable and consistently goes above and beyond job performance standards.
Hi, I’m
John Baldwin
Parker,CO
Summary
Overview
11
years of professional experience
1
Certification
Work History
Goldwater BankGreenwood Village, CO
Senior Compliance Analyst
09.2015 - 02.2023
Job overview
- Attended training seminars or workshops related to regulatory matters.
- Prepared periodic summaries of audit results for senior management review.
- Provided guidance and support to junior compliance analysts on regulatory requirements.
- Developed and implemented strategies to ensure adherence to applicable laws, regulations, and policies.
- Reviewed financial statements for accuracy and completeness of disclosure.
- Participated in the development of corporate policies related to legal and regulatory matters.
- Monitored internal processes to ensure compliance with applicable rules and regulations.
- Assisted in the investigation of allegations of violations or irregularities in accordance with established procedures.
- Analyzed potential impact of new legislation on business operations and made recommendations accordingly.
- Drafted reports detailing findings from compliance reviews.
Five StarsDenver, CO
Account Executive
05.2015 - 08.2015
Job overview
- Consistently met all sales goals and exceeded all quota expectations
VantivDenver, CO
Sales Executive
03.2014 - 05.2015
Job overview
- Selling integrated processing for a wide variety of POS applications, E-comm, etc., and value-added services to business owners
US BankDenver, CO
Personal Banker
03.2012 - 02.2014
Job overview
- Cross-sell banking products and secure customer relationships
Education
University of Denver
Full Stack Web Developer Course
08.2023
University Overview
Century 21 Action
Real Estate Salesperson Course
01.2004
University Overview
Allied Business Schools
Home Inspection Course
01.2003
University Overview
Butte Junior College
University Overview
La Canada High School
University Overview
Skills
- Internal Controls
- Internal Audits
- Reporting Requirements
- Project Coordination
- Training and Presentations
- Policy Analysis
- Regulations Enforcement
- Document Review
- Trend Monitoring
- Reporting Management
- Data Verification
- Audit Coordination
- Legal Compliance
- Performance Evaluation
- Records Review
- SOP Development
- Rule Interpretation
- Data Analysis
- Compliance Monitoring
- Compliance Training
- Privacy and Confidentiality
- Excel, Word, Powerpoint Expertise
- Data Entry
- Regulatory Issues
- Compliance Reporting
- Audit Documentation
- Auditing Experience
Accreditations And Licenses
Accreditations And Licenses
- 2019, Certified Mortgage Compliance Prefessional Level 1
- 2015-2022, All Banking Regulation Training completed
- 2012-2014, NMLS Certification
- 2004, California Real Estate License
Certification
- Certified Mortgage Compliance Professional Level 1
- Full Stack Web Developer
Websites
References
References
References available upon request.Timeline
Senior Compliance Analyst
Goldwater Bank
09.2015 - 02.2023
Account Executive
Five Stars
05.2015 - 08.2015
Sales Executive
Vantiv
03.2014 - 05.2015
Personal Banker
US Bank
03.2012 - 02.2014
University of Denver
Full Stack Web Developer Course
Century 21 Action
Real Estate Salesperson Course
Allied Business Schools
Home Inspection Course
Butte Junior College
La Canada High School
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