Tammy McFadden
Jacksonville,FL
Summary
Proactive Senior Compliance Analyst with extensive experience in AML/KYC compliance, specializing in developing policies and procedures to mitigate compliance risks. Expert in regulatory requirements, internal audits, and data analysis to identify potential issues. Known for fostering strong regulator relationships and promoting a culture of continuous improvement. Highly ethical and focused team player with productive, diligent approach. Bringing 18 years of experience in compliance and auditing.
Overview
17
17
years of professional experience
Work History
Senior Compliance Analyst
Baker Distributing Co
01.2020 - Current
- Established strong working relationships with regulators, fostering a positive image for the company within the industry.
- Developed customized training programs for staff members, increasing overall awareness of regulatory obligations.
- Played a key role in promoting an environment of continuous improvement within the organization by identifying opportunities for enhancing existing compliance processes and strategies.
- Served as a subject matter expert on regulatory requirements during system implementations and process improvements projects, ensuring seamless integration into existing workflows.
- Collaborated with cross-functional teams to ensure consistent application of compliance standards across all business units.
- Streamlined internal audit processes for improved efficiency and risk mitigation.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Analyzed data from various sources to identify patterns indicative of potential compliance risks or areas needing improvement.
- Maintained an up-to-date knowledge base of key legislation and evolving best practices relevant to the field of compliance management.
AML/KYC Compliance Officer
Deutsche Asset & Wealth Management
01.2008 - 04.2018
- Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
- Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
- Provided expert guidance on complex regulatory matters, enabling informed decision-making within the organization.
- Spearheaded investigations into potential violations, promptly addressing issues to maintain company reputation and avoid sanctions.
- Championed ethical business practices, instilling a sense of corporate social responsibility across all departments.
- Advised senior management on strategic planning initiatives, incorporating compliance considerations into decision-making processes.
- Coordinated with external regulators to clarify compliance expectations and ensure company practices were fully aligned.
- Boosted staff compliance awareness with creation and delivery of engaging training sessions.
- Enhanced public trust, ensuring transparent and ethical business practices were maintained across all operations.
- Identified gaps in existing compliance processes and recommended updates.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
- Developed comprehensive compliance manual, significantly improving staff understanding of regulatory requirements.
Education
Bachelor of Arts - Sociology (Cum Laude)
University of North Florida
Jacksonville, FLJournalism And Mass Communication
University of Georgia
Athens, GASkills
- Regulatory expertise
- Legal Research
- Documentation Review
- Policy analysis
- Compliance Monitoring
- Data privacy
- Anti-Money Laundering
- Internal Controls
- Teamwork and Collaboration
- Investigations expertise
- Research proficiency
- Internal Auditing
Timeline
Senior Compliance Analyst
Baker Distributing Co
01.2020 - Current
AML/KYC Compliance Officer
Deutsche Asset & Wealth Management
01.2008 - 04.2018
Bachelor of Arts - Sociology (Cum Laude)
University of North Florida
Journalism And Mass Communication
University of Georgia
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