JONATHAN HANNAH

ACCOUNT ADMINSTRATOR :

• PROCESSING DAILY REQUEST THRU EMAIL FROM ASSIGNED CLIENTS. ALL AUTHORIZATION ARE VERIFIED BY CLIENTS FILED ASL.
• THESE REQUEST RANGE FROM PROCESSING FED WIRES FOR COLLATERAL LOAN PAYMENTS, INVOICES.
• NIB (NOT IN BANK) TRADES AND BALANCING THEIR SHARES
• BOOKING OF TRADES SWIFTED IN TO BANKS MAIN FRAME. MATCHING EMAIL TRADE BLOTTERS TO TRADES BOOKED ON THE SYSTEM.
• RESEARCH INQUIRES ON MISSING FUNDS SUCH AS DIVIDENDS AND INTEREST PAYMENT. ANSWERING CLIENTS REQUEST ON INFORMATION REGARDING THEIR MAIN AND SLEEVE ACCOUNTS.
• ANSWERING INQUIRES FROM ACCOUNTING ON CLIENTS ACCOUNTS FOR OVERDRAFTS OR UNKNOWN CREDITS AND INCOME RECLAIMS DUE TO TRADE SETTLEMENTS.
• PROCESS ETF CLIENTS CREDIT / DEBITS VERSUS CNS BEFORE TIME REQUIRED BY DTC SWEEPS.
• SETUP CANDIAN ETF TRADES FOR PROCESS ON BNYM SYSTEM PLATEFORM.
• PREPARED AND PROCESSED CANDIAN ETF MULTI -WIRE UPLOADS FOR WIRE PAYOUTS USING EXCEL SPREADSHEET SAVE AND DATED FOR AUDIT REVIEW

ETF SETTLEMENTS

• IDENTIFY ETF DOMESTIC OR GLOBE TRADE ISSUES WITH SELLS OR PURCHSING BROKERS. EMAIL CONTRA PARTIES REGARDING MATCHED AND UNSETTLED TRADES.
• VERIFY ALL ETF TRADES ARE UP ON THE SYSTEM ANY MISSING TRADES ADVISE ASSIGN ACCOUNT ADMINISTRATOR AND ADVISE.

ETF ORDER DESK

• HANDLE ETF ORDERS BY PHONE OVER RECORDED PHONE LINES.
• VERIFY AUTHORIZE BROKERS BEFORE TAKING ORDER(S).
• ENTER ORDER REQUEST(S) ON BNYM PLATEFORM DESIGNED FOR ETF TRADING.
• WHEN MARKET CLOSES, UPDATE DAILY EXCEL SPREADSHEET FOR ALL ETF TRADES PROCESSED TO BALANCE THE DAYS TRADING
• EMAIL SPREADSHEETS TO ETF ADMINISTRATORS AND UPMANGEMENT.