Summary
Overview
Work History
Education
Skills
Certification
Affiliations
Timeline
Generic

Kalindi Guishard

Daytona Beach,FL

Summary

Highly skilled, analytical, and multifaceted, with 9 years comprehensive knowledge and skills in Anti Money Laundering , Risk and Compliance field.

Overview

11
11
years of professional experience
1
1
Certification

Work History

Administrative Associate

Keyes, Stange & Wooten Wealth Management, Daytona Beach
02.2023 - 08.2023
  • Duties include but not limited to the following:
  • Prepare, process and follow up on paperwork to open and close accounts
  • (IRA, ROTH IRA etc)
  • Ensures all suitable and required account documents are acquired and updated
  • Professionally provides services to clients and responds to regular inquiries
  • Prepare deposits and receipts/ACH/Wire/check disbursements
  • Maintains and understands workflow processes
  • Manage and maintain wealth advisors calendars
  • Screens calls to Wealth Managers and solves operational problems such as issues with statements, relaying account balances, deposits, withdrawals and account changes
  • Identifies issues requiring instant elevation to Wealth Manager or management team
  • Ensures appropriate Wealth Managers are informed of details associated with clients' transactions and accounts
  • Follows firm procedures laid out in manual
  • Maintains executive calendars
  • Using excel/word/adobe pdf formatting/scanning and printing to PDF
  • Good communication skills demonstrated via composition of letters, emails, and answering phone calls
  • Copying, faxing, filing, email
  • Receives and disburses mail
  • Prepare documents for Annual Reviews for Advisors.

Officer

St Kitts Nevis Anguilla National Bank
08.2017 - 08.2021
  • In St Kitts and Nevis
  • Duties include but not limited to the following
  • Monitor and report CDD risk events and trends
  • Perform reviews on customer and business accounts
  • Track submission of source of funds declarations under BSA regulations
  • Utilize the following systems for Monitoring transactions, analyzing data and extracting reports - Yellow hammer, Alchemy, ACH and Core Director by Jack Henry
  • Review wire transfer activities and transactional activities to identify, red flag, fraud and report anomalies
  • Assist White Collar Crimes Unit with production orders
  • Stay updated on new regulations, laws and Eastern Caribbean Central Bank (ECCB)
  • Review and test ongoing customer due diligence activities
  • Review old and new accounts
  • Assist with annual compliance audit
  • Assist with annual training
  • Perform other functions as necessary or assigned
  • Use due diligence database -World Check
  • Prepare and submit monthly reports to Eastern Caribbean Central Bank (ECCB)
  • KYC for customer onboarding

Senior Clerk

St Kitts Nevis Anguilla National Bank
11.2016 - 07.2017
  • Located in St Kitts and Nevis
  • Duties include but not limited to the following
  • Open New Accounts (Personal, Business, Cooperate and Currency)
  • Completed Audit Reports on accounts
  • Completed KYC checks for onboarding customers
  • Verify, review and update all Identification for customers
  • Verify, review and updated all documents received
  • Complete Bank Drafts and Wires for customers
  • Reviewed Flagged Fraudulent Transactions on debit and credit cards and escalated to compliance
  • Cash count for Tellers
  • Spot checks for Tellers
  • Generate Currency Reports (XCD/USD)
  • Customer Services
  • Send out customer updates

Compliance Officer

Apex Capital Partners
02.2014 - 10.2016
  • Located in St Kitts and Nevis
  • Duties include but not limited to the following
  • Reviewed files for Citizenship by investment and Descent before submission
  • Completed CDD and EDD for potential or pending clients
  • Used Systems World Check, World Compliance, and Compliance Aid
  • Provided Administrative support to the Director of Client Relations
  • Wrote and Updated a Compliance Manual
  • Performed KYC on all potential clients
  • Prepared for Compliance Audits
  • Corresponded with the Citizen by Investment Unit on behalf of clients
  • Provided Administrative support for the CEO
  • Review source of funds documents for incoming funds

Client Relations Officer

Corporate Solutions Limited
12.2012 - 01.2014
  • Located in St Kitts and Nevis
  • Duties include but not limited to the following
  • Reviewed files for Citizenship by investment and Descent before submission
  • Completed CDD and EDD for potential Clients
  • Used Systems World Check, World Compliance, and Compliance Aid
  • Provided Administrative support to Director of Client Relations
  • Assisted with St Kitts and Nevis visa applications for the Citizenship by Investment Program within that country
  • Performed KYC on all potential clients
  • Generated Reports for KYC, Immigration trends, CDD.

Education

Association of Certified Anti- Money Laundering Specialist -

CAMS

High School Diploma -

Gingerland Secondary School
St Kitts And Nevis
11.2003

Skills

  • Research
  • Multi-tasking
  • Microsoft Office Proficient
  • Reporting and Analysis
  • Effective Communication skills
  • Attention to detail
  • Research Databases
  • Critical thinking
  • Office Procedures
  • Travel Reservations
  • Records Retention
  • Business Correspondence
  • Greeting Visitors
  • Customer Service
  • Data Processing
  • Microsoft Office
  • Research and Analytical Skills

Certification

Certified Anti- Money Laundering Specialist (CAMS), AML / CFT continuing education(2015 - Present) ACAMS - Ending illegal wildlife trading (2022) ACAMS - Fight Modern Slavery and Human Trafficking (2022)Goals for continued education (very near future) ACAMS - Financial Crimes Investigator Certification UTICA University - BS in Fraud and Financial Crime Investigations

Affiliations

Active member of the Association of Certified Anti - Money Laundering Specialists

Timeline

Administrative Associate

Keyes, Stange & Wooten Wealth Management, Daytona Beach
02.2023 - 08.2023

Officer

St Kitts Nevis Anguilla National Bank
08.2017 - 08.2021

Senior Clerk

St Kitts Nevis Anguilla National Bank
11.2016 - 07.2017

Compliance Officer

Apex Capital Partners
02.2014 - 10.2016

Client Relations Officer

Corporate Solutions Limited
12.2012 - 01.2014

Association of Certified Anti- Money Laundering Specialist -

CAMS

High School Diploma -

Gingerland Secondary School

Similar Profiles

CREATE PROFILE
Kalindi Guishard