Karen Farmer
Hornor Townsend and Kent
Hatfield,PA
22
years of professional experience
Detail-oriented professional with over 15 years in licensing and compliance. Proven ability to enhance application processes through teamwork and effective communication. Committed to delivering reliable and organized support to achieve compliance goals.
Work History
Sr Licensing Specialist
5 Years 5 Months- Processed licensing applications for regulatory compliance.
- Facilitated communication with field offices to enhance registration approval processes and address challenges.
- Kept comprehensive records of licensing activities through FINRA Gateway.
Sr. Licensing Specialist
16 Years 9 Months- Processed licensing applications for regulatory compliance.
- Facilitated communication with field offices to enhance registration approval processes and address challenges.
- Kept comprehensive records of licensing activities through FINRA Gateway.
Education
Bachelor of Science - Industrial And Organizational Psychology
Skills
Legal research
License management
Teamwork and collaboration
Reliability
Organizational skills
Accomplishments
FINRA registrations Series 6, 7 & 24
Timeline
Sr Licensing Specialist
Hornor Townsend and Kent
04.2021 - CurrentRead More
Sr. Licensing Specialist
Penn Mutual Life Insurance
07.2004 - 04.2021Read More
Moravian University
Bachelor of Science from Industrial And Organizational Psychology
Read More