KATIE RICHARDSON
Southaven
Summary
Dynamic Compliance Analyst with proven expertise in AML program management at Southland Casino. Skilled in compliance auditing and risk assessment, I have successfully enhanced operational integrity and ensured adherence to regulations. Known for strong decision-making and time management abilities, I excel in identifying discrepancies and implementing effective solutions.
Overview
12
12
years of professional experience
Work History
Compliance Analyst
Southland Casino
West Memphis
07.2025 - Current
- Conducted thorough compliance audits, identifying discrepancies, and ensuring adherence to regulations, leading to improved operational integrity.
- Ensure the casino’s title remains compliant with all Title 31 and AML requirements, including Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs).
- Reporting any instances of non-compliance or violations of gaming regulations to management and regulatory authorities.
- Develop, implement, and maintain the casino’s Title 31 compliance and AML programs.
- Monitor transactions for suspicious activity, and ensure accurate and timely reporting of CTRs and SARs to the Financial Crimes Enforcement Network (FinCEN).
Revenue Audit Clerk
Southland Casino
West Memphis
03.2024 - 07.2025
- Reviewed and audited financial records to identify errors and discrepancies.
- Managed counts, audits, and balances for all revenue and expense-related documents.
- Input data to generate comprehensive financial reports.
- Ensured confidentiality of sensitive financial information.
- Generated daily reports, reconciled large audit variances, and prepared exception reports for non-compliance.
- Accessed accounting systems, general ledger, and CMS for accurate financial tracking.
Human Resources Assistant
Brenda Richardson Memorial Care Homes
Memphis
09.2020 - 03.2024
- Organized and maintained employee personnel files to ensure data security.
- Developed training materials and benefits packets for new hires.
- Reviewed payroll-related actions to ensure compliance with policies and regulations.
- Submitted monthly, quarterly, and weekly reports for management's mandatory reporting requirements.
- Assisted candidates with application processes, including background checks and drug screening paperwork.
- Processed employee status changes to keep human resources systems updated.
Hostess
Cracker Barrel
Horn Lake
09.2016 - 02.2022
- Monitored waitlist and provided accurate wait times to guests.
- Seated guests, presented menus, and took drink orders efficiently.
- Answered guest inquiries, ensuring clarity and satisfaction.
- Assisted with side work and completed opening and closing tasks promptly.
- Observed and documented table status, including occupied, dirty, or clean conditions.
- Cleaned and organized front-of-house areas to maintain a welcoming environment.
Teachers Assistant
Southaven Intermediate School
Southaven
09.2020 - 05.2021
- Graded papers and maintained accurate records of student performance.
- Monitored student behavior and took attendance consistently.
- Supervised students during lunch, recess, and field trips to ensure safety.
- Documented progress and communicated with parents to provide updates.
- Provided targeted instruction to small groups requiring additional support.
- Attended training sessions, conferences, and faculty meetings for professional development.
Blackjack Dealer
SamsTown Casino
Tunica
06.2013 - 07.2020
- Facilitated game operations by explaining rules, accepting bets, and delivering payouts.
- Exchanged legal currency for gambling chips and coin money to enable player participation.
- Executed accurate payouts through proficient math skills during gaming sessions.
- Verified and recorded patrons' cash wagers to maintain financial integrity.
- Assisted players with inquiries about gaming floor, slot machines, and upcoming events.
- Greeted incoming guests to foster enjoyable and memorable experiences.
Cashier Hostess
SamsTown Casino
Tunica
06.2013 - 10.2015
- Greeted guests promptly and professionally, advising on wait times and recording names.
- Answered phone calls courteously to ensure effective communication.
- Equitably seated all stations to maintain balanced distribution of parties.
- Maintained comprehensive knowledge of comp and coupon policies.
- Thanked guests for dining and offered a cordial farewell upon departure.
- Addressed guest concerns and informed the manager on duty as necessary.
- Processed payment transactions accurately and efficiently according to establishment procedures.
Retail Associate
Lane Bryant
Tunica
06.2013 - 10.2015
- Greeted customers and addressed inquiries regarding merchandise and store policies.
- Answered phone calls promptly and courteously to enhance customer service.
- Ensured adequate stock levels of merchandise throughout the store.
- Arranged merchandise on shelves and in displays to optimize visibility.
- Assisted customers in locating items to improve shopping experience.
- Assessed customer needs and suggested appropriate solutions effectively.
- Processed payments accurately using cash registers.
- Maintained cleanliness and restocked merchandise regularly before opening and after closing.
Education
Associate of Arts - General Studies
Coahoma Community College
Clarksdale, MS05.2020
High School Diploma -
Hillcrest High School
Memphis, TN05.2010
University of Memphis
Memphis, TNSkills
- Hiring and retention strategies
- Compliance auditing and enforcement
- AML program management
- Risk assessment and mitigation
- Financial reporting and analysis
- Decision-making processes
- Affirmative action initiatives
- Time management skills
- Data entry accuracy
References
References available upon request.
Timeline
Compliance Analyst
Southland Casino
07.2025 - Current
Revenue Audit Clerk
Southland Casino
03.2024 - 07.2025
Human Resources Assistant
Brenda Richardson Memorial Care Homes
09.2020 - 03.2024
Teachers Assistant
Southaven Intermediate School
09.2020 - 05.2021
Hostess
Cracker Barrel
09.2016 - 02.2022
Blackjack Dealer
SamsTown Casino
06.2013 - 07.2020
Cashier Hostess
SamsTown Casino
06.2013 - 10.2015
Retail Associate
Lane Bryant
06.2013 - 10.2015
Associate of Arts - General Studies
Coahoma Community College
High School Diploma -
Hillcrest High School
University of Memphis