Kelli Phillips
Castle Rock,CO
Overview
28
28
years of professional experience
Work History
Anti Money Laundering Surveillance Specialist
Charles Schwab
Lone Tree, CO
12.2019 - Current
- Monitored security systems for compliance with company protocols.
- Monitor transactions to identify suspicious activities and escalate for investigations.
- Prepare reports, and make recommendations.
- Experience with Risk Canvas.
- Proficient in Microsoft products.
- Work collaboratively with other departments to enhance fraud detection and prevention.
Security Specialist
Douglas County School District
CASTLE ROCK, CO
09.2018 - 12.2019
- Monitored school premises to ensure safety of students and staff.
- Conducted regular security assessments to identify potential vulnerabilities.
- Collaborated with local law enforcement to enhance emergency response plans.
Housing Quality Standards Inspector
Kennewick Housing Authority
Kennewick, WA
10.2010 - 12.2012
- Conducted routine inspections of residential properties for safety compliance.
- Documented findings and prepared detailed inspection reports for management review.
- Collaborated with property managers to address maintenance issues promptly.
- Assisted in tenant interviews to gather information on housing conditions.
Police Sergeant
Black Hawk Police Department
Black Hawk, CO
07.1997 - 07.2008
- Supervised patrol officers to ensure adherence to departmental policies.
- Coordinated community outreach programs to enhance public safety awareness.
- Led training sessions on proper procedures and safety protocols for officers.
- Prepared written reports detailing investigative activities and findings.
- Coordinated investigations into major crimes or incidents within their jurisdiction.
- Collaborated with outside agencies to ensure effective law enforcement services were provided to citizens.
- Improved criminal investigation lead times through enhanced case management and better personnel training.
Education
BBA - Applied Psychology
Regis University
Denver, CO12-2009
Skills
- Investigative and research skills
- Strong analytical abilities and attention to detail
- Effective communication
- Critical thinking
- Ability to work both independently and within a team
- Understanding of AML laws, regulations, and industry best practices
- Familiarity with financial products, services, and transaction monitoring systems
- Ability to analyze data, identify patterns, and detect suspicious activity
Accomplishments
- Academic Excellence, Dean's List- Regis University
- Charles Schwab, Founder's Award Winner (Top 5 percent of Producers- 3 years in a row)
- Passed the S.I.E. (Securities, Industries and Essentials) Exam
Timeline
Anti Money Laundering Surveillance Specialist
Charles Schwab
12.2019 - Current
Security Specialist
Douglas County School District
09.2018 - 12.2019
Housing Quality Standards Inspector
Kennewick Housing Authority
10.2010 - 12.2012
Police Sergeant
Black Hawk Police Department
07.1997 - 07.2008
BBA - Applied Psychology
Regis University
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