Kerena Prentis
Tamarac
Summary
Senior compliance professional with comprehensive expertise in regulatory frameworks, risk management, and policy enforcement. Skilled in analyzing complex compliance requirements, implementing effective controls, and ensuring organizational adherence to legal standards. Known for fostering collaborative team environments and adapting to evolving compliance landscapes to achieve consistent results. Proficient in regulatory research, audit preparation, and developing compliance training programs.
Overview
8
8
years of professional experience
Work History
Senior Compliance Analyst
Lexis Nexis
09.2017 - Current
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Analyzed data from various sources to identify patterns indicative of potential compliance risks or areas needing improvement.
- Worked closely with legal counsel on matters involving potential litigation or regulatory action stemming from non-compliance incidents, helping to minimize associated costs and reputational damage.
- Participated in the development of various risk management tools and resources designed to facilitate a more proactive approach to compliance monitoring and enforcement.
- Provided expert guidance on complex compliance matters, assisting in the resolution of high-stakes issues.
- Collaborated with cross-functional teams to ensure consistent application of compliance standards across all business units.
- Developed customized training programs for staff members, increasing overall awareness of regulatory obligations.
- Prepared documentation and records for upcoming audits and inspections.
- Stayed current with latest changes to applicable regulatory standards and company procedures.
- Prepared detailed reports on investigative findings, presenting recommendations for corrective action to senior leadership.
- Assisted in drafting responses to inquiries from regulators or law enforcement agencies concerning specific cases or general operational matters, ensuring accurate and timely submission.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Advised clients on compliance fraud and investigations, as well as potential remedies and required actions.
- Assisted with development of compliance objectives and strategies.
- Conducted thorough investigations to address potential violations of regulations, resulting in reduced penalties and fines.
- Helped create training programs to handle system-wide issues and maintain compliance.
Education
High School Diploma -
US Virgin Island Adult Program
US Virgin Islands06-2012
Skills
- Regulatory expertise
- Documentation review
- Policy analysis
- Anti-money laundering
- Compliance monitoring
- Sanctions compliance
- Documentation skills
- Internal auditing
- Teamwork and collaboration
- Problem-solving
- Excellent communication
- Organizational skills
Accomplishments
- Supervised team of 15 staff members.
- Achieved 100 compliance in annual audits, reducing potential fines by $250k
Timeline
Senior Compliance Analyst
Lexis Nexis
09.2017 - Current
High School Diploma -
US Virgin Island Adult Program
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