Detail-oriented and seasoned senior compliance associate with extensive experience aligning compliance initiatives with business objectives and overseeing conduct risk. Skilled in analyzing and interpreting complex regulatory requirements, with a track record of implementing effective compliance solutions. Possessing an in-depth understanding of regulatory environments and a natural talent for developing strategies while ensuring adherence to ethical standards. An articulate communicator who has successfully conducted detailed risk assessments and fostered interdepartmental collaboration to mitigate potential non-compliance. A dedicated professional committed to upholding ethical standards and promoting a culture of compliance within organizations. Quality-driven compliance analyst familiar with tracking, documentation, and reporting requirements, assessing work, materials, and procedures to recommend adjustments to maintain compliance.
Regulatory Compliance
Risk Assessment & Mitigation
Strategic Planning & Research
Customer Service
Process Monitoring & Data Analysis
Policy Development
Compliance Training
Cross-Collaborative Communication
Time Management
Organizational skills
Database Management
SharePoint
Zoom
Skype
Computer skills
Dropbox, MS Office (Word, Excel, PowerPoint), Adobe Acrobat, Cash Management, Adaptability,
Critical Thinking, Team Work, Collaboration, Problem-Solving, Emotional Intelligence, Adaptability and Flexibility, Team building, Data Entry, Regulatory expertise, Documentation Review
Legal Research, Policy analysis, Compliance Monitoring
Data privacy, Internal Controls, Ethics management,
Sanctions compliance