Dedicated and adaptable professional with a proactive attitude and the ability to learn quickly. Strong work ethic and effective communication skills. Eager to contribute to a dynamic team and support organizational goals.
Overview
20
20
years of professional experience
Work History
Director of Compliance
Rooftop Digital, LLC
Agoura Hills, CA
08.2017 - Current
Conducted regular audits to ensure adherence to internal processes and regulations.
Provided training sessions on compliance protocols for staff across various departments.
Monitored changes in regulations affecting digital services and updated policies accordingly.
Investigated complaints concerning non-compliance with established rules and regulations.
Ensured accuracy and quality of content.
Managed compliance with state privacy laws, including CCPA, CRPA, and Data Broker Registration.
Managed corporate compliance processes to meet regulatory requirements for filings and reports.
Processed DBA filings efficiently.
Division Development Director
Bulldog Media Group, Inc.
Madison, USA
08.2005 - 07.2017
Managed compliance department ensuring accurate marketing of financial products.
Knowledge of strict terms and regulations for each company that need to be followed.
Managed affiliate communication through timely email updates.
Strengthened client connections by overseeing performance metrics and asset approvals.
Work closely with other departments.
Investigated and addressed issues in reporting and processing.
Ensured accuracy in all corporate communications.
Participated in annual trade shows to strengthen partnerships.
Education
Bachelor of Business Administration - Management and Marketing
Dakota State University
Madison, SD
Skills
Effective written and verbal communication
Client account management
Regulatory compliance
Compliance monitoring
Cross-department collaboration
Detail-oriented accuracy
Consistent professional commitment
Effective organizational skills
Client support
Proficient in Microsoft Office, Google Workspace, Slack, QuickBooks
References
References available upon request.
Timeline
Director of Compliance
Rooftop Digital, LLC
08.2017 - Current
Division Development Director
Bulldog Media Group, Inc.
08.2005 - 07.2017
Bachelor of Business Administration - Management and Marketing