Lucio P. Barragan
Profesional Trainer and Compliance Officer
Abington
Summary
Compliance leader with extensive experience at Richard M. Squire and Associates, LLC, recognized for enhancing organizational reputation through effective risk management and policy development. Skilled in compliance auditing and client management, driving quality assurance initiatives that boost operational efficiency and promote a culture of excellence.
Overview
15
15
years of professional experience
Work History
Personal Fitness Trainer
01.2026 - Current
- Recently Certified as Personal Fitness Trainer as of 12/2025
Nutritional Coach
05.2025 - Current
- Recently Certified as Nutritional Coach
Director of Compliance
Richard M. Squire and Associates, LLC
Jnkintown
03.2011 - 03.2024
- Determines production, productivity, quality control, and customer service strategies.
- Helps attract new clients by maintaining cutting-edge compliance programs, including all policies related to data integrity and protection, as well as business continuity and disaster recovery plans.
- Enhances the organization's compliance and reputation by bringing regulatory expertise to the company and demonstrating industry leadership.
- Updates professional knowledge by participating in educational opportunities that benefit the firm.
- Provides training materials, ensuring that all levels of responsibility are understood and feasible, so that the cost-benefit ratio of each position justifies its existence.
- Proposes and implements policies that benefit recruitment, onboarding, training, mentoring, guidance, disciplinary, and communication programs.
- Generates and periodically reviews quality control and quality assurance (QC and QA) reports, addressing potential and actual deviations from policies that may impact the firm's growth and performance plan.
- Develops organizational compliance strategies by providing information, analysis, and recommendations to the company's strategic management that are consistent with the organization's overall objectives.
Education
Bachelors Degree - Auditing and Internal Control, Financial Control
National Autonomous University of Mexico
Mexico City, Mexico09.2000
Skills
- Microsoft Office Suite
- Case Aware
- Perfect Practice
- Pennsylvania Foreclosure Compliance
- Office Management
- Risk Management
- Policy writing
- Compliance auditing
- Risk assessment
- Client management
- Quality assurance
- Data protection
- Strategic planning
- Operational management
- Conflict resolution
Extracurricular Activities and Certifications
Personal Fitness Training, Self Employed, 01/01/26, Recently Certified as Personal Fitness Trainer as of 12/2025 Nutritional Coach, Self Employed, 05/01/25, Recently Certified as Nutritional Coach
Hobbies and Interests
- Painting & Drawing
- Hiking
Personal Information
Title: Professional Trainer and Compliance Officer
Languages
- English
- Spanish
Certification
CPT Certified Professional Trainer and Nutritional Coach by NASM 2025
Timeline
Personal Fitness Trainer
01.2026 - Current
Nutritional Coach
05.2025 - Current
Director of Compliance
Richard M. Squire and Associates, LLC
03.2011 - 03.2024
Bachelors Degree - Auditing and Internal Control, Financial Control
National Autonomous University of Mexico