Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Marsha Buckley

Omaha,NE

Summary

Accomplished professional with a proven track record in managing and motivating individuals and cross-functional teams, consistently exceeding company targets. Delivers decisive, forward-thinking, and positive team leadership, focusing on driving risk mitigation activities through policy development, procedure implementation, and training. Committed to fostering a collaborative and skill-based culture that empowers colleagues to achieve their goals through effective communication.

Overview

26
26
years of professional experience
1
1
Certification

Work History

Sr. Manager, Marketing Enterprise Risk Management

Charles Schwab & Co
06.2024 - Current
  • Developed process and procedure documentation designed to mitigate risk and identify opportunities for control activities
  • Established strong relationships with internal partners and stakeholders, ensuring long-term partnerships and collaboration
  • Collaborated closely with peers from other departments to drive organizational success jointly as one cohesive unit

Sr. Manager, Corporate Compliance

Charles Schwab & Co
01.2022 - 06.2024
  • Assisted in the implementation and maintenance of 60 operational policies and standards
  • Developed enterprise-wide training focused on compliance related activities
  • Led cross-functional teams to achieve project milestones and deliver high-quality results.
  • Balanced competing priorities efficiently while maintaining focus on critical tasks requiring immediate attention.
  • Consistently met or exceeded annual performance targets set by senior leadership.

Manager, Compliance Communications Review

TD Ameritrade
06.2014 - 01.2022
  • Manage multiple projects simultaneously with varying goals and deadlines to ensure successful completion and compliance with regulatory requirements
  • Influence members of cross-functional teams to achieve company targets and goals
  • Boost performance of team comprised of 8 compliance professionals, using technology solutions and individualized development goals
  • Developed a strong company culture focused on employee engagement, collaboration, and continuous learning opportunities.

Multiple Roles

TD Ameritrade
02.1999 - 06.2014
  • Additional details available on Linked In:

https://www.linkedin.com/in/marsha-buckley-204a4043/

Education

Bachelor of Science - Social Work

University of Nebraska At Omaha
Omaha, NE
05.1995

Skills

  • Strategic Planning
  • Teamwork and Collaboration
  • Interpersonal Relations
  • Negotiation
  • Influencer
  • Project Management
  • Written Communication
  • Task Prioritization
  • Critical Thinking
  • Cross-Functional Collaboration

Certification


  • FINRA Series 7 - General Securities Representative Exam
  • FINRA Series 63 - Uniform Securities Agent State Law Exam
  • FINRA Series 24 - General Securities Principal Exam

Timeline

Sr. Manager, Marketing Enterprise Risk Management

Charles Schwab & Co
06.2024 - Current

Sr. Manager, Corporate Compliance

Charles Schwab & Co
01.2022 - 06.2024

Manager, Compliance Communications Review

TD Ameritrade
06.2014 - 01.2022

Multiple Roles

TD Ameritrade
02.1999 - 06.2014


  • FINRA Series 7 - General Securities Representative Exam
  • FINRA Series 63 - Uniform Securities Agent State Law Exam
  • FINRA Series 24 - General Securities Principal Exam

Bachelor of Science - Social Work

University of Nebraska At Omaha
Marsha Buckley