Mason Stone Diaz
Compliance Analyst
La Habra,CA
Summary
Analytical professional with over three years of experience in banking, specializing in branch operations and compliance analysis. Skilled in assessing regulatory requirements, mitigating risks, and delivering precise results while maintaining high quality assurance. A proactive problem-solver committed to leveraging analytical expertise and transferable skills to drive success in diverse industries.
Overview
6
6
years of professional experience
4
4
years of post-secondary education
Work History
EFCC Economic Sanctions and List Screening Analyst
US Bank
02.2024 - Current
- Performed analysis and enhanced due diligence on OFAC/Sanctions, custom watchlists, and PEP watchlist screening of new and existing customer accounts, ensuring compliance with U.S. Bank policies and procedures.
- Maintained a perfect 100% quality assurance (QA) record with zero errors, ensuring thorough compliance with AML, BSA, OFAC, and U.S. Bank regulations.
- Served as the only team member based in California, coordinating effectively with the Chicago-based team to maintain consistent, high-quality output.
- Stayed current on legal, regulatory, AML/BSA, and OFAC requirements through ongoing training and updates.
Client Relationship Consultant
U.S. Bank
08.2021 - 02.2024
- Provided excellent customer care by responding to requests, assisting with product selection and handling ordering functions.
- Processed customer transactions accurately and efficiently, demonstrating attention to detail and ability to manage large volumes of data, valuable skills in financial analysis.
- Conducted financial analysis of customer bank statements to identify areas of potential risk and provide recommendations for improved financial management.
Receptionist, Accounts Receivable
Alexander’s Premier Salon & Spa
07.2018 - 07.2021
- Maintained positive relationships with stylists and customers, ensuring a welcoming and friendly environment that promoted customer loyalty and repeat business.
- Managed financial transactions for the salon, including authorizing rent payments from stylists and other affiliated businesses, and ensuring accurate records were maintained.
Education
Bachelor of Arts - International Finance
California State University - Fullerton
Fullerton, CA 08.2018 - 05.2022
Skills
Analytical and Critical Thinking
Dependable and Responsible
Adaptability and Flexibility
Problem-Solving
Due Diligence
Self Motivation
Risk Analysis
Anti-Money Laundering
Sanctions Screening
Timeline
EFCC Economic Sanctions and List Screening Analyst
US Bank
02.2024 - Current
Client Relationship Consultant
U.S. Bank
08.2021 - 02.2024
Bachelor of Arts - International Finance
California State University - Fullerton
08.2018 - 05.2022
Receptionist, Accounts Receivable
Alexander’s Premier Salon & Spa
07.2018 - 07.2021