Hi, I’m
Maureen McGuire
Aberdeen,NJ
Summary
Navigates the risk environment while providing exceptional customer service. Accomplished Senior Associate with 15+ years of experience supporting financial management for large municipalities. Proven track record collaborating on multi-million-dollar deals and ensuring compliance with legal regulations and internal mandates. Adept at identifying opportunities to strengthen team and business performance through new processes that increase efficiency and workflow.
Overview
24
years of professional experience
Work History
RBC Capital Markets LLC
Municipal Underwriting Senior Associate Team Lead
01.2013 - 04.2024
Job overview
- Collaborated with banking personnel to identify strategies that mitigated risk and exposure for large volume deals up to $300BN and monitored engagement from pricing to settlement
- Managed Syndicate Deals that originated with Syndicate Operations and ensured timely and accurate eligibilities and submissions in compliance with internal systems and regulatory bodies
- Reconciled trade differences and DKs and reduced disincentive fees at DTC to ensure all deal-specific invoices were paid including CUSIP, MAC
- Acted as Manager at the last hour of deal negotiations and manually entered a deal into the DTC and MSRB, meeting an extremely tight deadline to successfully close a $335M transaction, including wire set up and funding request
- Singlehandedly managed a 3-person project during COVID-19 and reorganized Tender Option Bonds workflow which streamlined multiple areas including closing processes.
- Effectively managed multiple competing priorities while maintaining focus on delivering exceptional results for clients and the organization.
- Boosted overall team morale by creating a positive work environment and encouraging open communication channels among colleagues.
RBC Capital Markets LLC
Syndicate Operations Analyst
08.2009 - 01.2013
Job overview
- Collaborate with the trading desk to support risk management and exposure for large deals, ensuring compliance from point of pricing to final settlement
- Leverage expertise with internal and external systems including IPREO, ADP, DEC, and ICL
- Contributed to the Tender Option Bonds team and created a streamlined process for DWAC, wire funding, and verification, which led to a 99.9% closing rate for $1.7BN in annual revenue
- Mentored junior analysts, fostering professional development while enhancing overall team performance.
UBS Investment Bank
Senior Analyst Team Lead
01.2000 - 08.2009
Job overview
- Collaborated with cross-functional teams to identify areas of improvement, leading to increased operational effectiveness. Worked on various teams such as Latin America trades,fixed income and municipal trade support.
- Mentored junior analysts, fostering professional development while enhancing overall team performance.
- Investigated system issues and implemented resolutions to reduce downtime.
- Enhanced team productivity by streamlining workflow processes and implementing time-saving strategies.
Education
Seton Hall University
Coursework towards Bachelor’s Degree in Psychology
Skills
- Training and mentoring
- Performance monitoring
- Team Leadership
- Team Supervision
- Finance
- Account Reconciliation
- Time Management
- Decision-Making
- Attention to Detail
- Oral communication
- Cross-Functional Teamwork
- Issue Resolution
Core Expertise
- Risk Management
- Relationship Management
- Underwriting
- Customer Service
- Quality Assurance
- Data Analysis
- Process Management
- EMMA/DTC/ADP/IPREO/ICL
- Wire Transfers
Personal Information
References available on request
Timeline
Municipal Underwriting Senior Associate Team Lead
RBC Capital Markets LLC
01.2013 - 04.2024
Syndicate Operations Analyst
RBC Capital Markets LLC
08.2009 - 01.2013
Senior Analyst Team Lead
UBS Investment Bank
01.2000 - 08.2009
Seton Hall University
Coursework towards Bachelor’s Degree in Psychology