Accomplished Attorney offering 34-year record of supporting clients in legal matters. Communicates clearly and effectively with clients, opposing counsel, jurors and judges. Adept at developing lasting professional relationships.
Overview
35
35
years of professional experience
Work History
Senior Associate/Trial Attorney
Hannum, Feretic, Prendergast, & Merlino LLC
New York, NY
06.2022 - Current
Responsible for all phases of litigation from pleadings to trial in State and Federal Courts in New York
Specialize in construction Labor Law cases
Work closely with numerous clients including most major commercial liability carriers, construction general and sub-contractors, public entities and others
Drafted numerous trial reports and engaged in extensive motion practice. Including summary judgment motions resulting in dismissal of complaint
Cases dismissed prior to completion of discovery and Note of Issue filed
Conducted hundreds of depositions of adverse parties and witnesses
Meet minimum 45-hour weekly billing requirements.
Developed strategies to resolve cases in client's best interest.
Conducted legal research and conferred with colleagues with subject matter expertise to develop strategies and arguments in preparation for presentation of cases.
Learned and operated specialized legal software such as Smart Time billing.
Analyzed probable outcomes of cases using knowledge of legal precedents.
Senior Associate/Trial Attorney
BARRY, MCTIERNAN & MOORE ESQ, New York City
01.2020 - 06.2022
Previously employed by firm 8/1994-8/1999
Responsible for all phases of litigation from pleadings to trial in State and Federal Courts in New York, New Jersey and Connecticut
Specialize in construction Labor Law cases
Caseload of 40-50 cases
Work closely with numerous clients including most major commercial liability carriers, construction general and sub-contractors, public entities and others
Drafted numerous trial reports and engaged in extensive motion practice. Including summary judgment motions resulting in dismissal of complaint
Cases dismissed prior to completion of discovery and Note of Issue filed
Conducted hundreds of depositions of adverse parties and witnesses
Settled numerous cases through mediation and negotiation
Meet minimum 45-hour weekly billing requirements.
Developed strategies to resolve cases in client's best interest.
Conducted legal research and conferred with colleagues with subject matter expertise to develop strategies and arguments in preparation for presentation of cases.
Learned and operated specialized legal software such as Juris Suite billing.
Analyzed probable outcomes of cases using knowledge of legal precedents.
Deputy Chief Executive Officer
NEW YORK STATE LIQUOR AUTHORITY
09.2009 - 01.2020
Supervised operations of New York State Liquor Authority covering the five boroughs of New York City, Westchester, Nassau and Suffolk Counties which is responsible for licensure and regulation of 70% of all liquor licenses in New York State
Duties included: Supervising office units which include, Hearing Bureau, Enforcement Bureau, Licensing Bureau and Counsel’s Office
Supervising activities of entire staff consisting of 85 employees of varying capacities and assignments.
Reviewed decisions of Hearing Bureau’s Administrative Law Judges
Coordinated enforcement initiatives with other agencies including NYPD, Mayor’s Office of Special Enforcement, NYC Mental Health and Hygiene, NYC Buildings Department, and other agencies
Liaise with community partners, clients and constituents including local community boards and elected officials.
Worked with department heads to stay current on needs and offer high-level support for day-to-day operations.
Coached and guided senior managers to improve effectiveness and policy enforcement, resulting in improved employee job satisfaction and higher performance levels.
Cultivated forward-thinking, inclusive and performance-oriented business culture to lead industry in innovation and push progress.
Built productive relationships with industry partners and competitors to support strategic business objectives.
Senior Attorney
FINRA MARKET REGULATION, NASD, AMEX DIVISION
10.2006 - 09.2009
Worked for three years as enforcement attorney to monitor and review activities of securities firms doing business on American Stock Exchange.
Duties included: Advise and participate in examination and surveillance reviews and complex investigations conducted by Trading Analysis Department pertaining to trading and market making, and sales practice violations by member firms and participate in on-the-record interviews of witnesses and potential respondents
Responsible for handling over 100 matters against firms and individuals varying from complex technical matters to straight forward broker misconduct cases.
Conducted legal research and conferred with colleagues with subject matter expertise to develop strategies and arguments in preparation for presentation of cases.
Assistant Attorney General
NEW YORK STATE ATTORNEY GENERAL’S OFFICE
08.1999 - 10.2006
The Investment Protection Bureau/Securities Prosecution Unit is charged with enforcing the New York State securities law, commonly known as the Martin Act
Worked closely with other law enforcement agencies including the FBI, U.S. Attorney’s Offices, District Attorney’s Offices, and U.S Postal Inspection
Coordinated litigation with other regulatory agencies including the NASD (now FINRA), SEC, CFTC, and NY Stock Exchange.
Assistant District Attorney
NEW YORK COUNTY DISTRICT ATTORNEY’S OFFICE
08.1988 - 08.1994
Conducted all phases of criminal prosecutions including grand jury presentation, motion practice, hearing, jury selection and trial
Responsible for over 200 indictments and over 20 felony trials to verdict
Special assignment to Homicide Investigation Unit for the Gerri Curl Gang case. A murderous drug gang of which five gang leaders went to trial. Over one hundred witnesses testified during seven-month trial.
Education
J.D. -
ST. JOHN’S UNIVERSITY SCHOOL OF LAW
Queens, NY
06.1988
Bachelor of Arts - Government
GEORGETOWN UNIVERSITY
Washington, DC
05.1985
Skills
Establishing Effective Relationships
Presenting Evidence
Legal Case Management
Summary Judgement and Dispositive Motions
Legal Document Preparation
Discovery and Document Review
Case Law and Outcome Analysis
Litigation Experience
Affiliations
New York State Trial Lawyers
Defense Association of New York
Hogan-Morgenthau Associates
St. John’s Law School Alumni Board Member
Georgetown Alumni Class Ambassador
Admissions
New York, New Jersey, Connecticut, NY Southern District, NY Eastern District, New Jersey District, and United States Supreme