Patrick Rice
Overland Park,KS
Overview
17
17
years of professional experience
1
1
Certification
Work History
Portfolio Research/Client Operations Specialist
Affinity Asset Management
05.2015 - Current
- Research, build and maintain investment models, place trades and handle all phases of security transactions.
- Conduct periodic client reviews that include economic updates, consultations on Roth Conversion strategies, outside active 401K Management.
- Led cross-functional research initiatives, enhancing data-driven decision-making and strategic planning processes.
Office Manager/Registered Representative
Instrumental Advisors
04.2014 - 05.2015
- Provide full support to the owner/advisor in respect to scheduling and maintaining daily operations as well as implementing trades and processing new business applications and service paperwork.
Independent Life and Health Sales
07.2013 - 04.2014
Registered Investment Representative (Series 7, 6, 63, and CMFC Designation)
American Century Investments
10.2008 - 07.2013
- Provided full brokerage services to investors in the High Net Worth Department.
- Provided excellent service to investors while uncovering additional needs and assets.
- Consistently met and exceeded monthly/quarterly goals.
Skills
- Problem-solving abilities
- Attention to detail
- Client relations skills
- Multitasking Abilities
- Reliability
- Excellent communication
- Critical thinking
- Organizational skills
- Team collaboration
- Active listening
- Effective communication
- Adaptability and flexibility
- Relationship building
- Conflict resolution
- Professional demeanor
- Technical support
Certification
- Series 7, 6, 63
- Kansas, Missouri Life and Health
Timeline
Portfolio Research/Client Operations Specialist
Affinity Asset Management
05.2015 - Current
Office Manager/Registered Representative
Instrumental Advisors
04.2014 - 05.2015
Independent Life and Health Sales
07.2013 - 04.2014
Registered Investment Representative (Series 7, 6, 63, and CMFC Designation)
American Century Investments
10.2008 - 07.2013
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