Patrick Duvigneaud
United Texas Bank
Dallas,US
1
Language
1
Certification
6
years of professional experience
Compliance and Risk Professional with 5+ years of experience in the financial services sector, specializing in AML/BSA, OFAC, financial crimes, fraud detection, governance, and risk management. Recognized for exceptional attention to detail in reviewing high-value transactions, compliance controls, and vendor/contract documentation. Proven record of conducting compliance reviews, transaction monitoring, and risk assessments while collaborating with regulators and cross-functional teams. Certified Notary Public in Texas and holder of a Property & Casualty Insurance License, bringing additional regulatory knowledge and client-service expertise to compliance roles in both financial services and legal environments.
Work History
Governance & Control Specialist
10 Months- Conducted compliance reviews and RCSA risk assessments, identifying weaknesses and implementing corrective actions in line with BSA/AML, OFAC, and fraud prevention standards.
- Reviewed and approved wire transactions exceeding $15M, ensuring adherence to operational and regulatory requirements.
- Supported third-party vendor risk management by reviewing contracts, assessing due diligence documentation, and ensuring regulatory compliance.
- Prepared dashboards and executive-level reports to track compliance issues, remediation, and audit readiness.
- Educated internal staff on compliance obligations, reinforcing a strong risk culture.
Personal Banker
1 Year 5 Months- Conducted operational audits and compliance checks at the branch level to ensure adherence to FDIC, BSA/AML, and OFAC regulations.
- Monitored ACH and wire transactions ($10K–$500K) for suspicious activity, escalating anomalies for investigation.
- Acted as a first-line compliance resource, assisting staff and clients with due diligence and account monitoring.
Relationship Banker II
6 Months- Performed compliance reviews on business accounts to identify AML and fraud risks.
- Supported internal audits by gathering documentation and validating adherence to compliance policies.
- Delivered training to staff on compliance obligations and red flags for suspicious activity.
Personal Banker II
5 Months- Ensured compliance with BSA/AML, OFAC, and KYC/CDD requirements during onboarding and account management.
- Monitored suspicious transactions and collaborated with fraud teams to mitigate financial crime risks.
- Partnered with auditors and compliance officers to provide required documentation and evidence.
- Trained staff and educated clients on fraud prevention and compliance best practices.
Personal Banker I
2 Years 1 Month- Supported compliance and risk management by conducting account reviews for BSA/AML, OFAC, and fraud standards.
- Assisted with risk assessments by monitoring high-risk accounts and escalating anomalies.
- Partnered with compliance teams to provide documentation and resolve policy exceptions during audits.
- Guided clients and staff on regulatory requirements and due diligence, reinforcing compliance.
Education
B.S. - Business Management
Skills
Compliance & Risk Oversight: BSA/AML
OFAC
fraud detection
financial crimes prevention
Enterprise Risk & Governance: RCSA assessments
control testing
issue remediation
executive reporting
Transaction Monitoring: Wire/ACH reviews ($10K–$15M+)
suspicious activity escalation
SAR support
Vendor/Contract Risk: Third-party risk assessments
contract compliance
vendor due diligence
Audit & Regulatory Support: Evidence preparation
policy reviews
exam readiness
corrective action plans
Stakeholder Training & Communication: Compliance education
staff guidance
client regulatory support.
Microsoft Office Suite (Excel
Word
Outlook
PowerPoint)
SQL
Access
Tableau (basic)
Visio
Proficient in (Banking/Compliance Software
Jack Henry
Salesforce
Silverlake)
Telecommuting/hybrid work experience with cross-border teams
Data Analysis & Reporting Tools
Affiliations
Dallas Junior Chamber Of Commerce
Certification
- CERTIFICATION #342692302
- Project Management Essentials
- BSA/AML COMPLIANCE & MONITORING (Internal Training)
- FRAUD PREVENTION & RISK MANAGEMENT (Internal Training)
- SANCTIONS COMPLIANCE (OFAC) (Internal Training)
- NOTARY PUBLIC State of Texas
- PROPERTY & CASUALTY INSURANCE LICENSE #2440450 Texas 2028
LANGUAGES
English (Native), French (Native)
Timeline
Governance & Control Specialist
United Texas Bank
09.2024 - 07.2025Read More
Personal Banker
Frost Bank
04.2023 - 09.2024Read More
Relationship Banker II
Simmons Bank
07.2022 - 01.2023Read More
Personal Banker II
JPMorgan Chase Bank
01.2022 - 06.2022Read More
Personal Banker I
Comerica Bank
11.2019 - 12.2021Read More
East Stroudsburg University of Pennsylvania
B.S. from Business Management
Read More
Transferrable Skills
- Attention to Detail
- Analytical Thinking
- Problem Solving
- Adaptability
- Collaboration
Personal Information
Title: Governance & Control Specialist