Prit Patel
Richmond,VA
Summary
Accomplished Senior Regulatory Compliance Specialist with a proven track record at Monument Consulting, enhancing audit efficiency and reducing compliance risks. Expert in regulatory expertise and risk management, with a knack for fostering stakeholder relationships and leveraging excellent communication skills for collaborative solutions. Achieved significant improvements in policy enforcement and compliance management.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Senior Regulatory Compliance Specialist
Monument Consulting
Richmond, VA
06.2023 - 05.2024
- Streamlined audit processes for improved efficiency, resulting in reduced compliance risks across the organization.
- Served as liaison between internal stakeholders and external regulatory bodies during investigations, ensuring prompt resolution of any issues raised.
- Developed strong relationships with key regulators, facilitating open communication channels and fostering a collaborative approach to regulatory matters.
- Reduced legal exposure by effectively addressing identified instances of non-compliance, implementing corrective actions as necessary.
- Conducted thorough risk assessments to identify potential areas of non-compliance, leading to proactive mitigation strategies.
- Analyzed complex data sets to identify trends in regulatory violations, informing targeted improvements in policy development and enforcement strategies.
- Received, researched and resolved consumer inquiries.
Regulatory Compliance Analyst
Fairlead Integrated
Norfolk, VA
02.2021 - 07.2022
- Prepared accurate and timely reports for senior management, highlighting key compliance issues and potential risks.
- Optimized operational efficiency by streamlining existing procedural workflows relating to regulatory reporting requirements.
- Ensured up-to-date knowledge of regulatory requirements through continuous research and monitoring of industry trends and changes in legislation.
- Mitigated potential legal liabilities by effectively managing compliance-related disputes and collaborating with external counsel as necessary.
Education
Bachelor Of Computer Science -
John Tyler Community College
Chester, VA06.2022
Bachelor Of Computer Science -
Old Dominion University
Norfolk, VA05.2024
Skills
- Regulatory expertise
- Legal Research
- Investigation techniques
- Compliance Management
- Risk Management
- Multitasking Abilities
- Excellent Communication
Certification
CompTIA+ SYO-601
CCNA
Timeline
Senior Regulatory Compliance Specialist
Monument Consulting
06.2023 - 05.2024
Regulatory Compliance Analyst
Fairlead Integrated
02.2021 - 07.2022
Bachelor Of Computer Science -
John Tyler Community College
Bachelor Of Computer Science -
Old Dominion University