Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews.
Overview
18
18
years of professional experience
Work History
Compliance Officer
Northwest Administrators Inc.
03.2006 - Current
Received and reviewed incoming documents and materials.
Entered data into computer tracking system and filed paperwork according to procedures.
Identified, investigated and documented compliance violations and recommended corrective measures.
Assisted with external audits to confirm compliance with applicable laws and regulations.
Warned violators of infractions or penalties.
Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping.