Project Manager and Equity Compensation Analyst with extensive experience overseeing assets valued over $2 trillion and managing equity compensation for 300 corporations. Expert in IRS 423B compliance, financial reporting, and cross-functional collaboration to optimize software performance. Strong analytical skills, financial market knowledge, and client-focused approach.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Project Manager
Computershare Investor Services
04.2022 - Current
Managed the successful development and implementation of an equity compensation software platform, ensuring smooth onboarding for 1,000+ clients in North America. Oversaw assets valued at over $2 trillion USD.
Ensured IRS 423B and Canadian taxing agencies compliance through rigorous software testing and technological development assistance.
Ensured alignment of financial reporting with regulatory standards for all managed companies.
Collaborate with cross-functional teams to optimize software performance and enhance user experience.
Offered expert guidance to ensure the creation of fully compliant and financially solid equity compensation plans.
Utilized comprehensive knowledge of tax disclosure management to effectively manage complex projects, ensuring accuracy in reporting protocols and meticulous attention to detail.
Enhanced team productivity with effective resource allocation and workload prioritization.
Sr. Equity Compensation Analyst
Computershare Investor Services
01.2011 - 04.2022
Managed high-value and sensitive client ESPP plans for 300 corporations' equity compensation, with portfolio values exceeding $1 billion.
Managed and executed various equity compensation programs such as restricted share lapses (RSU), director awards, and share movements (DWAC).
Leveraged relationships with brokers, banks, and external transfer agents to navigate diverse issues related to equities.
Executed cash stock purchases in global markets such as NYSE and NASDAQ.
Achieved high levels of client satisfaction by efficiently resolving issues.
Consistently demonstrated an in-depth understanding of equity plan parameters, resulting in the efficient and precise processing of each plan.
Maintained data accuracy and compliance through regular review and implementation of internal operational procedures.
Remained updated on the latest developments related to equity-based compensation plans.
Prepare internal and regulatory financial reports, balance sheets, and income statements.
Promote client satisfaction by collaborating with operational teams to resolve service issues.
Schedule meetings with prospective and existing clients to optimize long-term business success.
Manage and update client account information to keep records accurate and current.
Personalize the client experience by identifying unique needs and providing tailored information and services.
Foster sustainable client relationships based on trust and excellent communication skills.
Deliver high levels of service to maintain and expand client relationships for future business opportunities.
Share Settlement Specialist
Computershare Investor Services
04.2007 - 01.2011
Streamlined the settlement process for improved efficiency and reduced processing time.
Supported team members in resolving complex settlement issues, fostering a collaborative work environment.
Served as a subject matter expert on regulatory changes impacting the settlements process, keeping the team informed and updated on best practices.
Maintained compliance with industry regulations through strict adherence to policies and procedures during the settlement process.
Utilized extensive knowledge of share transfer procedures including DTC broker transfers, DWAC, journal entry, and Direct Registration System (DRS) to successfully facilitate smooth transactional flows across domestic and international markets.
Resolved outstanding share issues with brokers and custodians.
Ensured timely delivery of transaction reports to both clients and internal counterparts on a consistent schedule.
Aligned share positions and trades in both middle office risk management systems and official books & records to maintain coherence.
Successfully addressed a range of accounting challenges regarding reporting and broker-dealer matters.
Education
Bachelor of Science - National Security Studies
New Jersey City University
Jersey City, NJ
05.2026
Associate of Science - Paralegal Studies
Interboro Institute
New York, NY
05.1997
Skills
Project Management
Project Planning
Project planning and development
Project Scheduling
Strong analytical and mathematical skills
Excellent interpersonal and communication skills
In-depth knowledge of financial markets
Solid attention to detail
Ability to prioritize and manage responsibilities
Highly computer literate
Client-focused with a high level of professionalism
Proactive and team-oriented
Customer service excellence
Organizational and relationship-building skills
Certification
Licensed Notary Public- State of New Jersey
Timeline
Project Manager
Computershare Investor Services
04.2022 - Current
Sr. Equity Compensation Analyst
Computershare Investor Services
01.2011 - 04.2022
Share Settlement Specialist
Computershare Investor Services
04.2007 - 01.2011
Bachelor of Science - National Security Studies
New Jersey City University
Associate of Science - Paralegal Studies
Interboro Institute
Licensed Notary Public- State of New Jersey
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