ROBERT L. SILER IV

• Executed ongoing monitoring and reviews of client accounts to ensure compliance with FINRA, SEC,
  and AML requirements.
• Managed client onboarding and periodic reviews, including KYC/AML documentation, CIP, and
  enhanced due diligence.
• Supported regulatory reporting obligations (CAT, RSMS, CAIS) and collaborated with technology
  teams to remediate reporting exceptions.
• Conducted trade surveillance and escalated potential compliance issues to senior management.
• Utilized industry platforms (NetX360/Pershing, Bloomberg, ComplySci) and internal databases to
  support audits, examinations, and inquiries.
• Partnered with trading desk and operations teams to ensure adherence to compliance standards and reduce regulatory risk exposure.
• Passed Securities Industry Essentials (SIE) Exam May 2025
• Currently preparing to take Series 7 pending sponsor

• Assisted the team software repair/maintenance and technology installation/removal within each branch
• Created and maintained electronic device inventory logs
• Responsible for marketing to nearby business that could benefit from our services, running reports utilizing VLOOKUP, and pivot tables to help identify areas of improvement and devising business plans to correct them. I was also responsible for staffing and training my team on how to be most effective at each position. This role focused on my Microsoft Excel and Outlook skills to schedule and create reports for maximum production.
• Prepare and present profit analysis for department overseers every month. Analyze EOM profit statements, create strategies for teams sales and service, implement new efforts for team sales/service success.
• Lansing Office – Responsible for the maintenance, cleanliness and total inventory from 85 cars to 160 cars in 6 months due to proactive marketing and consistent sales practices.
• Berwyn/Chicago Office – Lateral promotion, responsible for the maintenance, cleanliness and total inventory of 330 cars. Two locations: Berwyn, IL & Chicago, IL (combined 330 cars)

Made Klean LLC is a mobile automotive detailing company. We focus on treating, conditioning, and overall thorough cleaning of the interior of all vehicles. The brand does also incorporate exterior wash options for clients

• As a small business owner, the objective is to provide an excellent service at a reasonable price.
• We offer a streamline booking site that allows all clients to schedule the desired service, time & location.
• Serviced 150+ cars within our four-month inception.
• Consistent product/service development and heavy marketing helped establish our brand within the automotive industry