Dedicated professional with a diverse background in regulatory compliance, marketing and business sales. Known for enhancing communication channels and streamlining reporting processes, ready to drive operational excellence and support organizational goals.
Overview
13
13
years of professional experience
Work History
Compliance Analyst
Highline Management, Inc.
New York, NY
02.2020 - 06.2025
Facilitated weekly communication between Management team and SEC-Appointed Monitor to support accurate record acquisition for government inquiries.
Maintained comprehensive records of internal SEC-Appointed Monitor requests, including court order approvals, denials, and supporting documentation.
Provided support for internal compliance audits, focusing on regulatory standards and internal policy adherence, including preparation for SEC examinations.
Supported CCO to conduct thorough assessments to identify compliance gaps and filed annual 206(4)-7 reports, safeguarding against legal and financial liabilities.
Streamlined reporting processes, facilitating timely and accurate regulatory submissions.
Streamlined corporate governance documentation and strengthened partnerships with registered agents to facilitate regulatory compliance and operational success.
Marketing Project Manager
GPB Capital Holdings, LLC
New York, NY
07.2018 - 02.2020
Led cross-functional teams to execute marketing campaigns aligned with business objectives.
Developed and managed project timelines and budgets to ensure timely delivery of marketing initiatives and optimal resource allocation.
Increased brand awareness by implementing strategic marketing campaigns and utilizing social media platforms.
Office Manager
GPB Capital Holdings, LLC
New York, NY
09.2015 - 07.2018
Implemented streamlined office procedures, including policy formulation, security administration, budget management, and onboarding of new staff.
Optimized scheduling frameworks to facilitate effective planning of staff meetings, travel itineraries, and market raise events.
Coordinated with vendors to secure timely provision of supplies and services, supporting successful office openings and construction expansions.
Store Manager
L'Occitane En Provence
New York, NY
12.2012 - 09.2015
Managed first boutique in the U.S. to gross two million dollars in a fiscal year. Exceeded prior year's sales quota by 5% increasing gross sales by $100,000.
Directed and planned VIP Marketing Events for clients and hosted corporate visits.
Streamlined operational processes, enhancing efficiency and reducing costs while maintaining high service quality.
Education
No Degree - Pre-Med
The George Washington University
Washington D.C.
01-2007
No Degree - Biology
Prince George's Community College
Largo, MD
01-2006
Skills
Project Management
Problem Solving
Teamwork and Collaboration
Sales and Business Growth
15 Years of Client Service Experience
Microsoft Suite, Pardot/Salesforce, Hubspot, Adobe Creative Cloud, NetSuite