Shalium Kumari Zakka

• Analyzed shipping data to identify trends and optimize logistics processes.
• Assisted in developing reports for management to enhance decision-making.
• Collaborated with cross-functional teams to streamline communication and project timelines.
• Supported implementation of new software tools for tracking shipments and inventory.
• Supporting product development by analyzing user feedback, system performance, shipping data to guide feature performance.

• Responsible for performing sanctions review
  on clients who has exposure to sanctioned
  countries and investigating the business
  relationship of the client with the bank. Work
  with the list of customers with sanctions
  connections to consider additional controls
  relating to their payments.
• Conducted due diligence inquiries on
  individuals, firms and organizations
  suspected of money laundering and terrorist
  financing crimes, utilizing research and
  analysis of public records, commercial
  databases, global media sources,
  Lexis/Nexis and other third party internet
  related searches.
• Properly identify risks and escalate
  derogatory/ high risk findings to senior
  management; risks include but not limited to
  – PEP, high risk global jurisdictions and
  specially designated nationals (SDN)/ office
  of foreign assets control (OFAC) matches.
• Actively identify process improvement
  initiatives, implementing solutions, while
  maximizing productivity and resources.
• Spearhead the development and execution of enhancement strategies alongside quality assurance personnel, aimed at fortifying financial crime and risk management practices.
• Collaborated with the Global KYC management team to design and execute a target operating model encompassing people, processes, and technology.

• KYC documentation for the existing relationships with
  the bank in the past years while Coordinating with the
  client related to United States, United Kingdom.
  Understanding the ownership, according to the nature
  of the client Screening needs to be performed on the
  client name and connected parties.
• Analyze risk connected to politically exposed persons
  (PEPs, drafting PEP forms) and Providing
  comprehensive and conclusive information for financial
  crime and high management.
• Perform sanctions searches and further analyst, quality
  control of escalations and data collected by analysts.
  Performing documentation review of the customer and
  gathering the source of information from both the
  internal and external sources.
• Providing constant feedback to the clients and the
  Onshore leads and determining the Course of action to
  be taken.
• Performing Quality checks also and has been value to
  the project by giving process Improvement plans

• Associated with Consumer and Community
  Banking Team working on different remediation
  projects like CIP Prospects, FINCEN NON CMS,
  FLS Remediation and Unconventional Customers.
• To verify the Legal Entity Information/Individual
  Information using Documentary and Non
  documentary sources like Lexis Nexis,
  SOS etc. Also to complete the CIP Module by
  saving them in respective folders for future reference.
  Verify Demographic Information and raise
  requests whenever any changes identified for legal
  name, entity type, tax ID, ownership and address.
• Verifying the merchant/sub merchant CIP details
  and perform full KYC by using AML Addendum
  and Merchant Application(or) doing RM reach outs for
  New Addendum/Merchant Application
  To verify the ownership information and
  controller information by using various internal
  and external resources.
• Verifying Assets/Revenues of entities from internal
  and external resources like company website and
  LN (DNB).

Processed the KYC UK Annual Remediation work.
• PEP Screening, Sanction Checks and Negative news searching using World Check and RDC • Responsible for Updating of KYC and IDVA, Investigating of account active review Customer
transactions and sending letters to both personal and Business Customers in a case of missing KYC
and IDVA information accordance with the HSBC Global Standards.
• Review of account active by Customer Risk assessment, Transactional Monitoring, Customer
Screening and Global Sanctions Policy.
• Generated daily, weekly and monthly MI reports for calibration of team performance.
• Worked as an Auditor in different queues (Medium Risk, KYC, Service Intervention, Digital FTFR). • Analyze risks on escalated, referred, or alerted negative news. Communicate negative findings to
lines of business and supply guidance on course of action. • Identifying and researching transactions and customer data to detect, prevent, mitigate and report
suspicious activity related to money laundering and terrorist financing.