Shane Arnold
Biddeford,ME
Summary
Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
7
7
years of professional experience
Work History
Officer, Compliance Specialist
Saco & Biddeford Savings Institution
01.2024 - Current
- Research banking regulations to ensure compliance.
- Investigate fraud alerts and file Suspicious Activity Reports (SARs).
- Compile and draft Board Reports and memos.
- Complete regulatory filings including CRA and HMDA.
Consultant, Risk and Financial Advisory
Deloitte & Touche LLP
10.2021 - 05.2023
- Assisted in launching a new, automated Tax-Loss Harvesting service for a $7.7T AUM investment management client.
- Managed project work-streams and resources for a $13.69B revenue client's trading platform implementation.
- Oversaw remediation efforts for a bank with $90.920B annual revenue.
- Conducted Transaction Monitoring for a Banking client with $1.4T in assets.
- Created detailed presentations for Executive Stakeholders.
- Assisted in developing a Regulatory Reporting managed service.
Senior Analyst, Client Development
Foreside Financial Group, LLC
12.2020 - 09.2021
- Coordinated the onboarding of new clients across multiple teams.
- Oversaw the launch of Putnam Investment's first ETF.
- Served as primary client contact.
- Coordinated with legal team and business heads in contract negotiations.
Analyst / Senior Analyst, Dealer Services
Foreside Financial Group, LLC
02.2017 - 12.2020
- Facilitated selling agreements with broker dealers and financial intermediaries.
- Assisted clients with new mutual fund launches.
- Supported Dealer Services manager in department oversight.
- Contributed to preparation of Board and Committee materials.
Education
Bachelor of Science - Finance
University of Maine
Orono, ME08.2015
Bachelor of Arts - Political Science
University of Maine
Orono, ME08.2015
Skills
- Microsoft Office (Word, Excel, PowerPoint, Outlook)
- EDGAR
- Jira
- Salesforce
- Verafin
- Jack Henry
University
University of Maine, Orono
Timeline
Officer, Compliance Specialist
Saco & Biddeford Savings Institution
01.2024 - Current
Consultant, Risk and Financial Advisory
Deloitte & Touche LLP
10.2021 - 05.2023
Senior Analyst, Client Development
Foreside Financial Group, LLC
12.2020 - 09.2021
Analyst / Senior Analyst, Dealer Services
Foreside Financial Group, LLC
02.2017 - 12.2020
Bachelor of Science - Finance
University of Maine
Bachelor of Arts - Political Science
University of Maine