SHANE MCGREEVY
Summary
Results-driven operational professional with strong history of optimizing business processes and leading diverse teams. Adept at implementing strategic improvements and fostering culture of continuous development. Known for reliability, adaptability, and keen focus on delivering tangible results through effective collaboration and leadership.
Overview
28
28
years of professional experience
Work History
Chief Operating Officer/Chief Compliance Officer
Trajan Wealth
Scottsdale, AZ
10.2018 - Current
- Oversight of all key operational departments including Investment, Compliance, Client Services and Software Development.
- Oversight of compliance program including development and implementation of policy and procedure.
- Product development – Launched an ETF which Trajan functions as sub-advisor.
- Create a culture of compliance within the organization.
- Provide strategic leadership in areas of Investment Management (Investment Committee Member).
- Oversight of outsourced compliance functions (i.e., Regulatory filings and legal).
- Development of contracts; sub-advisory, investment advisory agreements and investment policy statements.
Vice President, Valuations Team Chair of NTAM Pricing & Valuations Committee
Northern Trust Asset Management (NTAM)
Tempe, AZ
07.2015 - 09.2018
- Manage Valuations Oversight Team and provide valuation support around unpriced assets for all registered products within Asset Management.
- Lead quarterly Pricing and Valuation Committee meetings to review and discuss all valuation issues.
- Participate in quarterly Trustee Board meetings for all the Firm registered products.
- Point person for all valuation related topics on all Mutual Fund & ETF annual audits & SEC issues.
Executive Director
Semper Capital Management, L.P.
New York, NY
02.2006 - 06.2015
- Oversee the Operations for a $1.2 Billion registered investment advisor, including portfolio accounting, trade support, settlements, pricing, performance (GIPS),compliance & vendor management.
- Oversight of LP monthly accounting across various fund structures including schedule k-1 prep.
- Oversaw annual fund financial statement audits & tax preparation (i.e., 1099Div).
- Product development – Successfully built and launched two Mutual Funds, 3 private funds & two commingled vehicles.
Client Relationship Officer, Institutional Administration
US Trust
New York, NY
01.2004 - 01.2006
Senior Institutional Administrator
Sanford C. Bernstein & Co., Inc.
White Plains, NY
03.2002 - 01.2004
Various
US Bancorp
Minneapolis, MN
02.1998 - 04.2001
- US Bancorp/ECM Piper Jaffray
Education
MBA -
Colorado State University
Fort Collins, CO12-2019
Bachelor of Science - Economics
University of Minnesota
Minneapolis, MNSkills
- Operations management
- Cross-functional teamwork
- Strategic planning
- Process improvement
- Compliance management
- Operations oversight
- Risk management
- Registered Products
- Investment Management
Timeline
Chief Operating Officer/Chief Compliance Officer
Trajan Wealth
10.2018 - Current
Vice President, Valuations Team Chair of NTAM Pricing & Valuations Committee
Northern Trust Asset Management (NTAM)
07.2015 - 09.2018
Executive Director
Semper Capital Management, L.P.
02.2006 - 06.2015
Client Relationship Officer, Institutional Administration
US Trust
01.2004 - 01.2006
Senior Institutional Administrator
Sanford C. Bernstein & Co., Inc.
03.2002 - 01.2004
Various
US Bancorp
02.1998 - 04.2001
MBA -
Colorado State University
Bachelor of Science - Economics
University of Minnesota